8-KOther EventsExhibits & Filings

Arthur J. Gallagher & Co. 8-K Report, Corporate Update (Jan 7, 2013)

Filed January 7, 2013For Securities:AJG

Summary

Arthur J. Gallagher & Co. (AJG) filed an 8-K on January 7, 2013, to report the registration for resale of 2,219 shares of its common stock. This registration was made under its existing automatic shelf registration statement on Form S-3. The filing primarily serves to update the market on the company's stock issuance plans and involves the opinion and consent of its Senior Counsel, Corporate & Securities, regarding the validity of these shares. For investors, this filing indicates that a small number of shares are being made available for resale, which could have a minor impact on market supply. The core of the report is procedural, relating to compliance with SEC regulations for stock offerings. No significant financial or operational updates are presented in this particular filing, and the primary focus remains on the mechanics of stock registration.

Key Highlights

  • 1AJG registered 2,219 shares of its common stock for resale.
  • 2The registration was filed under an existing automatic shelf registration statement (Form S-3).
  • 3This is a procedural filing related to the issuance or resale of stock.
  • 4The filing includes the opinion and consent of Seth Diehl, Senior Counsel, Corporate & Securities, regarding the share validity.
  • 5The registration statement number is 333-166533.
  • 6The event date reported is January 6, 2013, with the filing on January 7, 2013.

Frequently Asked Questions

The primary purpose of this 8-K filing is to formally announce and register for resale a specific number of Arthur J. Gallagher & Co. common shares (2,219 shares) under an existing shelf registration statement.

No, this 8-K filing does not contain information about the company's financial performance or operational developments. It is a procedural filing related to the registration of stock for resale.

A shelf registration statement allows a company to register securities for future sale on an ongoing basis. AJG is using its existing Form S-3 shelf registration statement to efficiently register these 2,219 shares for resale without needing to file a completely new registration statement for this relatively small amount.

The opinion and consent from Seth Diehl, Senior Counsel, Corporate & Securities, serve as a legal confirmation that the shares being registered for resale are validly issued and in compliance with relevant securities laws. This is a standard requirement for stock registration filings.