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10-QPeriod: Q2 FY2007

AMERIPRISE FINANCIAL INC Quarterly Report for Q2 Ended Jun 30, 2007

Filed August 6, 2007For Securities:AMP

Summary

Ameriprise Financial, Inc. (AMP) reported strong financial results for the second quarter and first half of 2007. Total revenues increased by 6% year-over-year to $2.2 billion for the quarter, driven by a significant 20% rise in management, financial advice, and service fees, along with a 28% increase in distribution fees. This growth reflects continued strong net inflows in fee-based products like wrap accounts and variable annuities, and positive market appreciation. Net income saw a substantial 39% increase to $196 million for the quarter, with diluted earnings per share rising to $0.81 from $0.57 in the prior year period. The company continues its strategic shift towards less capital-intensive, fee-based products, which is contributing to improved profitability and a growing focus on owned, managed, and administered assets that reached $483.9 billion. Despite ongoing separation costs from its spin-off from American Express, Ameriprise demonstrates robust operational performance and strategic execution.

Key Highlights

  • 1Total revenues for Q2 2007 increased 6% to $2.2 billion compared to Q2 2006.
  • 2Net income for Q2 2007 rose 39% to $196 million, with diluted EPS increasing to $0.81.
  • 3Management, financial advice, and service fees grew 20% year-over-year, indicating strength in fee-based services.
  • 4Distribution fees increased 28% for the quarter, boosted by strong advisor cash sales.
  • 5The company reported strong net inflows in wrap accounts and annuity variable accounts, highlighting a strategic shift towards fee-based products.
  • 6Owned, managed, and administered assets grew 13% to $483.9 billion.
  • 7Despite separation costs, adjusted earnings per diluted share increased by 24% for the quarter.

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