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10-QPeriod: Q1 FY2013

AMERIPRISE FINANCIAL INC Quarterly Report for Q1 Ended Mar 31, 2013

Filed May 1, 2013For Securities:AMP

Summary

Ameriprise Financial, Inc. (AMP) reported solid financial results for the first quarter ended March 31, 2013. Total net revenues increased by 5% to $2.69 billion, driven by strong growth in management and financial advice fees (up 10%) and distribution fees (up 8%). This growth was primarily attributed to increased average assets under management and administration, reflecting positive market appreciation and net inflows in key segments. Despite a decrease in net investment income due to lower interest rates, the company demonstrated effective expense management, leading to a 2% decrease in total expenses. This, coupled with a significant reduction in benefits, claims, losses, and settlement expenses, resulted in a 51% increase in income from continuing operations before income tax provision to $487 million. Net income attributable to Ameriprise Financial shareholders rose by 37% to $335 million, leading to a substantial increase in diluted earnings per share to $1.58 from $1.05 in the prior year period. The company also continued its capital return strategy, with increased dividend payments and robust share repurchases.

Financial Statements
Beta
Revenue$2.70B
Operating Expenses$2.20B
Operating Income$336.00M
Net Income$335.00M
EPS (Basic)$1.61
EPS (Diluted)$1.58
Shares Outstanding (Basic)208.40M
Shares Outstanding (Diluted)212.30M

Key Highlights

  • 1Net revenues increased by 5% to $2.69 billion, driven by a 10% rise in management and financial advice fees and an 8% increase in distribution fees.
  • 2Income from continuing operations before income tax provision surged by 51% to $487 million, reflecting strong revenue growth and effective expense management.
  • 3Net income attributable to Ameriprise Financial shareholders grew by 37% to $335 million.
  • 4Diluted earnings per share increased significantly to $1.58 from $1.05 in the prior year period.
  • 5Assets under management and administration (AUM/AUA) grew by 5% to $707.7 billion, primarily due to market appreciation and net inflows in the Advice & Wealth Management segment.
  • 6The company returned capital to shareholders through increased dividend payments and substantial share repurchases, with $1.8 billion remaining under its share repurchase authorization as of March 31, 2013.
  • 7Despite a decrease in net investment income due to low interest rates, the company managed expenses effectively, with total expenses decreasing by 2%.

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