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10-QPeriod: Q1 FY2020

AMERIPRISE FINANCIAL INC Quarterly Report for Q1 Ended Mar 31, 2020

Filed May 11, 2020For Securities:AMP

Summary

Ameriprise Financial, Inc. reported a significant increase in net income to $2,036 million for the first quarter of 2020, up from $395 million in the same period last year. This substantial growth was largely driven by a favorable market impact on variable annuity guaranteed benefits, which swung from an expense to a significant benefit, along with positive market impacts on other insurance benefits. Despite a 4% decrease in total net revenues to $3,001 million, primarily due to lower net investment income and premiums (impacted by the sale of Ameriprise Auto & Home Insurance), the company demonstrated strong operational performance in its Advice & Wealth Management segment, which saw an 8% increase in adjusted operating earnings. The company maintained a solid liquidity position with $8.7 billion in cash and cash equivalents at the end of the quarter. However, the report highlights the considerable uncertainty and potential adverse effects stemming from the ongoing COVID-19 pandemic, which is expected to continue impacting financial markets and the company's operations. Management is focused on navigating these challenges while continuing to pursue strategic objectives.

Financial Statements
Beta
Revenue$3.03B
Operating Expenses$650.00M
Net Income$2.04B
EPS (Basic)$16.11
EPS (Diluted)$15.88
Shares Outstanding (Basic)126.40M
Shares Outstanding (Diluted)128.20M

Key Highlights

  • 1Net income surged to $2,036 million ($15.88 diluted EPS) for Q1 2020, a significant increase from $395 million ($2.82 diluted EPS) in Q1 2019.
  • 2Total net revenues decreased by 4% to $3,001 million, primarily impacted by lower net investment income and premiums, the latter influenced by the sale of the Auto & Home Insurance business.
  • 3The Advice & Wealth Management segment showed resilience, with adjusted operating earnings increasing by 8% to $378 million, supported by higher average wrap account assets and increased transactional activity.
  • 4The company maintained a strong liquidity position, with cash and cash equivalents totaling $8.7 billion at the end of the quarter.
  • 5A substantial portion of the net income increase was driven by a significant positive swing in the market impact on variable annuity guaranteed benefits, which was a benefit of $1.7 billion in Q1 2020 compared to an expense of $142 million in Q1 2019.
  • 6Total expenses decreased by 75% to $650 million, largely due to the significant positive impact from variable annuity guaranteed benefit adjustments and the sale of the Auto & Home Insurance business.
  • 7The company acknowledges the significant ongoing uncertainty and potential adverse impacts from the COVID-19 pandemic on its operations and financial results.

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