Early Access

10-QPeriod: Q3 FY2023

AMERIPRISE FINANCIAL INC Quarterly Report for Q3 Ended Sep 30, 2023

Filed November 2, 2023For Securities:AMP

Summary

Ameriprise Financial, Inc. reported solid results for the third quarter and first nine months of 2023, demonstrating resilience and growth across its key segments. Total net revenues increased by 13% year-over-year for the quarter and 9% for the nine-month period, driven by robust net investment income and growth in management and financial advice fees, particularly within the Advice & Wealth Management segment. Despite an unfavorable market impact on long-duration products and an increase in certain benefits and claims expenses, the company's adjusted operating earnings showed strength, especially in the Advice & Wealth Management segment, which benefited from higher interest rates and increased client deposits. The company continues to focus on optimizing its business mix, shifting away from products with living benefit guarantees and strengthening its core advisory and wealth management capabilities. Significant strategic initiatives include ongoing investments in business growth, managing expenses effectively, and returning capital to shareholders through dividends and share repurchases. Ameriprise Financial's capital position remains strong, supporting its strategic objectives and ongoing operations.

Financial Statements
Beta
Revenue$4.08B
Operating Expenses$2.81B
Net Income$872.00M
EPS (Basic)$8.31
EPS (Diluted)$8.14
Shares Outstanding (Basic)104.90M
Shares Outstanding (Diluted)107.10M

Key Highlights

  • 1Total net revenues increased 13% to $3.925 billion for Q3 2023 compared to $3.484 billion in Q3 2022, and 9% to $11.543 billion for the nine months ended September 30, 2023 compared to $10.595 billion in the prior year period.
  • 2Net investment income saw a substantial increase of $460 million for Q3 2023 compared to the prior year period, driven by higher interest rates, growth in bank deposits and certificates, and portfolio repositioning.
  • 3Advice & Wealth Management segment's adjusted operating earnings increased 23% to $729 million for Q3 2023, reflecting higher interest rates, growth in bank deposits and certificates, and increased wrap account assets.
  • 4The company announced a new $3.5 billion share repurchase authorization through September 30, 2025, indicating continued commitment to shareholder returns.
  • 5Total assets under management and administration (AUM and AUA) grew by 12% to $1.23 trillion as of September 30, 2023, driven by market appreciation and net inflows across segments.
  • 6Despite a $189 million decrease in net income to $872 million for Q3 2023 compared to $1.061 billion in Q3 2022, largely due to the market impact on long-duration products and unlocking adjustments, adjusted operating earnings remained strong.
  • 7The company's capital position remains robust, with Available Capital for Capital Adequacy at $5.2 billion as of September 30, 2023, providing financial flexibility.

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