What is the main purpose of this 8-K filing?

The main purpose of this 8-K filing is to report Ameriprise Financial, Inc.'s financial results for the third quarter of 2011. It includes a press release and a statistical supplement detailing these results.

Why does Ameriprise Financial present both GAAP and non-GAAP financial results?

Ameriprise Financial presents both GAAP and non-GAAP results because management believes that the non-GAAP adjusted measures, which exclude certain items like consolidating investment entities and restructuring charges, better reflect the company's underlying operational performance and facilitate a more meaningful trend analysis for investors.

What specific items are excluded in the non-GAAP financial measures?

The non-GAAP measures typically exclude items such as the impact of consolidating certain investment entities (CIEs), integration/restructuring charges, market impact on variable annuity guaranteed living benefits, realized gains/losses, and income/loss from discontinued operations. They also may exclude items from capital and debt measures like accumulated other comprehensive income (AOCI) and non-recourse debt.

Where can I find the detailed financial information for Q3 2011?

The detailed financial information for the third quarter of 2011 can be found in Exhibit 99.1 (Press Release) and Exhibit 99.2 (Statistical Supplement) attached to this 8-K filing.

AMP 8-K: Earnings & Results

Summary

Ameriprise Financial, Inc. (AMP) filed an 8-K on October 26, 2011, to report its financial results for the third quarter of 2011. The filing primarily consists of a press release and a statistical supplement detailing these results. Investors should note that the company provides both Generally Accepted Accounting Principles (GAAP) and non-GAAP adjusted financial measures. Management utilizes these non-GAAP measures to offer a clearer view of the company's core operational performance and facilitate trend analysis, excluding items such as consolidating certain investment entities, integration/restructuring charges, and market impacts on variable annuity guarantees. The press release and supplement offer insights into various performance indicators, including adjusted operating earnings, revenues, and earnings per share, as well as capital structure metrics. The emphasis on adjusted figures suggests management's focus on the underlying business performance, which is a key consideration for investors assessing the company's ongoing operational health and strategic direction. Investors are encouraged to review both the GAAP and non-GAAP figures to gain a comprehensive understanding of Ameriprise's financial position and performance for the third quarter of 2011.

Key Highlights

1Ameriprise Financial, Inc. reported its third-quarter 2011 financial results on October 26, 2011, via an 8-K filing.
2The filing includes a press release (Exhibit 99.1) and a Statistical Supplement (Exhibit 99.2) for the quarter ended September 30, 2011.
3The company presents financial results on both a GAAP and a non-GAAP adjusted basis.
4Non-GAAP measures are used to exclude impacts from consolidating certain investment entities, integration/restructuring charges, and market impacts on variable annuity guarantees, among other items.
5Management believes non-GAAP measures better reflect the underlying performance of core operations and aid trend analysis.
6The filing also details non-GAAP debt, capital, and shareholders' equity measures to represent the capital structure more effectively.
7Walter S. Berman, Executive Vice President and Chief Financial Officer, signed the report.

AMERIPRISE FINANCIAL INC 8-K Report, Financial Results (Oct 26, 2011)

Summary

Key Highlights

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