What is the main purpose of this 8-K filing?

The main purpose of this 8-K filing is to publicly report Ameriprise Financial's financial results for the third quarter of 2015. It includes a press release and a statistical supplement that detail the company's performance.

Why does Ameriprise use non-GAAP financial measures?

Ameriprise uses non-GAAP measures to provide investors with a view of the company's financial performance that management believes better reflects its core operations and allows for more meaningful trend analysis. These measures exclude certain items that can impact GAAP results, such as consolidating investment entities, restructuring charges, and market volatility effects.

What specific items are excluded from Ameriprise's non-GAAP financial measures?

Key exclusions from Ameriprise's non-GAAP measures include the impact of consolidating certain investment entities (CIEs), integration/restructuring charges, changes in insurance and annuity valuation assumptions ('unlocking'), market impact on deferred acquisition costs (DAC) and deferred sales inducement costs (DSIC), market impacts on guaranteed benefits, market impacts of hedges, net realized investment gains/losses, and income/loss from discontinued operations.

Where can I find the detailed financial results?

The detailed financial results for the third quarter of 2015 are provided in Exhibit 99.1 (Press Release) and Exhibit 99.2 (Statistical Supplement), which are furnished as part of this 8-K filing.

AMP 8-K: Earnings & Results

Summary

Ameriprise Financial, Inc. filed this Form 8-K on October 21, 2015, to report its financial results for the third quarter of 2015. The filing primarily consists of a press release (Exhibit 99.1) and a statistical supplement (Exhibit 99.2) detailing these results. Investors should note that the company utilizes and presents both Generally Accepted Accounting Principles (GAAP) and various non-GAAP adjusted financial measures. These non-GAAP measures are intended to provide a clearer view of the company's core operations and facilitate trend analysis by excluding items such as the impact of consolidating certain investment entities, restructuring charges, assumption updates ('unlocking'), market impacts on acquisition costs (DAC/DSIC), variable and indexed universal life benefits, hedging impacts, and realized investment gains/losses. Management believes these adjusted figures better reflect the underlying performance and capital structure of the business.

Key Highlights

1Ameriprise Financial reported its third-quarter 2015 financial results via an 8-K filing.
2The company provided both GAAP and non-GAAP financial results for the quarter.
3Non-GAAP measures are presented to exclude specific items like consolidating certain investment entities, restructuring charges, and market impacts on various financial components.
4Management utilizes these non-GAAP measures to better reflect core operations and facilitate trend analysis.
5Key exclusions in non-GAAP reporting include: consolidating investment entities (CIEs), integration/restructuring charges, 'unlocking' of insurance assumptions, market impact on DAC/DSIC, market impact on guaranteed benefits, realized investment gains/losses, and discontinued operations.
6The filing also includes non-GAAP measures for debt, capital, and shareholders' equity, excluding items like accumulated other comprehensive income (AOCI) and fair value of hedges.
7The press release and statistical supplement for the period ended September 30, 2015, are furnished as exhibits.

AMERIPRISE FINANCIAL INC 8-K Report, Financial Results (Oct 21, 2015)

Summary

Key Highlights

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