8-KEarnings & ResultsExhibits & Filings

AMERIPRISE FINANCIAL INC 8-K Report, Financial Results (Jul 25, 2017)

Filed July 25, 2017For Securities:AMP

Summary

Ameriprise Financial, Inc. (AMP) filed an 8-K on July 25, 2017, to report its financial results for the second quarter of 2017. The report primarily references a press release (Exhibit 99.1) and a statistical supplement (Exhibit 99.2) which contain detailed financial information, including both Generally Accepted Accounting Principles (GAAP) and non-GAAP adjusted figures. Investors should note the company's use of non-GAAP measures to provide a clearer view of core operational performance and facilitate trend analysis. These adjustments exclude items such as consolidating certain investment entities, integration/restructuring charges, and market impacts on various financial instruments. The company emphasizes that these non-GAAP measures are used internally and by some analysts and investors to better understand underlying business performance and capital structure. The key takeaway for investors is that while the 8-K itself is procedural, it directs readers to crucial disclosures in the attached exhibits. These exhibits will contain the actual financial performance data for Q2 2017, including earnings, revenues, and capital ratios, presented in a way management believes best reflects the company's ongoing operations and financial health. Investors are encouraged to review these accompanying documents for specific financial metrics and a deeper understanding of Ameriprise's performance.

Key Highlights

  • 1Ameriprise Financial reported its Q2 2017 financial results via an 8-K filing on July 25, 2017.
  • 2The filing incorporates by reference a press release (Exhibit 99.1) and a statistical supplement (Exhibit 99.2) for detailed financial information.
  • 3The company provides financial results on both GAAP and non-GAAP adjusted bases.
  • 4Non-GAAP measures are utilized to exclude specific items like consolidating certain investment entities, integration/restructuring charges, and market impacts on valuation assumptions and benefits.
  • 5Management believes these non-GAAP measures offer a better reflection of core operations and facilitate trend analysis.
  • 6Non-GAAP measures related to debt, capital, and equity are also presented to better represent the company's capital structure.
  • 7The CFO, Walter S. Berman, signed the filing.

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