What is the main purpose of this 8-K filing?

The main purpose of this 8-K filing is to publicly announce Ameriprise Financial's financial results for the third quarter of 2019 and to provide investors with the official press release and a supplementary statistical package containing detailed financial information.

Why does Ameriprise Financial use non-GAAP financial measures?

Ameriprise Financial uses non-GAAP financial measures to provide a clearer view of the underlying performance of its core business operations and to facilitate more meaningful comparisons over time. These adjusted measures exclude certain items that management believes can distort the perception of ongoing operational trends, such as the impact of consolidating certain investment entities, restructuring charges, and accounting assumption updates ('unlocking').

What specific non-GAAP metrics should investors pay attention to?

Investors should look at key non-GAAP metrics such as adjusted operating earnings per diluted share, adjusted operating total net revenues, and various adjusted capital and debt ratios. These measures, detailed in Exhibits 99.1 and 99.2, are considered by management and some analysts to be important indicators of financial performance and capital structure.

Where can I find the detailed financial results for Q3 2019?

The detailed financial results, including both GAAP and non-GAAP figures, are provided in Exhibit 99.1 (Press Release) and Exhibit 99.2 (Statistical Supplement) which are attached to this 8-K filing.

AMP 8-K: Earnings & Results

Summary

Ameriprise Financial Inc. (AMP) filed an 8-K on October 23, 2019, to announce its third-quarter 2019 financial results. The filing primarily consists of a press release and a statistical supplement, both of which provide financial data on both Generally Accepted Accounting Principles (GAAP) and non-GAAP adjusted bases. The company emphasizes that these non-GAAP measures are used to better reflect the underlying performance of its core operations and facilitate trend analysis. Investors should note that AMP utilizes several non-GAAP metrics, such as adjusted operating earnings per diluted share and various capital and debt ratios that exclude certain items like accumulated other comprehensive income (AOCI), fair value of hedges, and the impact of consolidating certain investment entities (CIEs). Management believes these adjusted figures provide a more meaningful view of the company's performance and capital structure, and they are used for business planning, analysis, and compensation purposes. The filing directs investors to Exhibits 99.1 and 99.2 for the detailed financial results and supplementary information.

Key Highlights

1Ameriprise Financial announced its third-quarter 2019 financial results via an 8-K filing on October 23, 2019.
2The filing includes a press release (Exhibit 99.1) and a Statistical Supplement (Exhibit 99.2) for the quarter ended September 30, 2019.
3AMP presents its financial results using both GAAP and non-GAAP adjusted bases.
4Non-GAAP measures are provided to better reflect core operations and aid in trend analysis, excluding items like consolidating certain investment entities (CIEs), restructuring charges, and assumption updates ('unlocking').
5Key non-GAAP metrics highlighted include adjusted operating earnings per diluted share and adjusted operating revenue.
6The company also presents non-GAAP debt, capital, and shareholders' equity measures, excluding items like AOCI and fair value of hedges, to represent its capital structure.
7Management uses these non-GAAP measures for performance evaluation, business planning, and compensation decisions.

AMERIPRISE FINANCIAL INC 8-K Report, Financial Results (Oct 23, 2019)

Summary

Key Highlights

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