What is the primary reason for this 8-K filing?

The primary reason for this 8-K filing is to report that the Principal Executive Officer and Principal Financial Officer of American Express Company submitted sworn statements to the SEC, as required by SEC Order No. 4-460.

What specific financial information is included in this report?

This specific 8-K filing does not include new financial statements or pro forma financial information. It primarily consists of regulatory disclosures in the form of sworn statements from company officers.

Who are the principal officers who submitted statements?

The sworn statements were submitted by Kenneth I. Chenault, the Principal Executive Officer, and Gary L. Crittenden, the Principal Financial Officer.

What is SEC Order No. 4-460?

The filing itself does not detail the specifics of SEC Order No. 4-460. It only indicates that the company's officers are responding to this specific order with sworn statements.

AXP 8-K SEC Disclosure — Aug 13, 2002

Summary

This 8-K filing from American Express Company, dated August 12, 2002, reports on actions taken in response to SEC Order No. 4-460. The most significant aspect for investors is the submission of sworn statements by the Principal Executive Officer, Kenneth I. Chenault, and the Principal Financial Officer, Gary L. Crittenden. These statements, filed as exhibits, indicate a compliance or disclosure event related to a specific SEC order.

Key Highlights

1American Express Company filed an 8-K report on August 12, 2002.
2The filing is in response to SEC Order No. 4-460.
3Key executives, including the CEO and CFO, submitted sworn statements to the SEC.
4These statements were filed on August 12, 2002.
5The statements are attached as exhibits 99.1 and 99.2 to the 8-K filing.
6The filing does not contain new financial statements or pro forma information, but rather regulatory disclosures.

AMERICAN EXPRESS CO 8-K Report (Aug 13, 2002)

Summary

Key Highlights

Frequently Asked Questions