8-KOther EventsExhibits & Filings

AMERICAN EXPRESS CO 8-K Report, Corporate Update (Dec 4, 2006)

Filed December 4, 2006For Securities:AXP

Summary

American Express Company (AXP) filed an 8-K on December 4, 2006, to report on the remarketing of its 1.85% convertible debentures due 2033. The company successfully remarketed an aggregate principal amount of $1,580,143,000 of these debentures. This action was taken in accordance with a prospectus supplement filed on December 1, 2006, and an underlying registration statement on Form S-3. The remarketing was facilitated through an agreement with J.P. Morgan Securities Inc., Lehman Brothers Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Key Highlights

  • 1AXP completed a significant remarketing of its 1.85% convertible debentures due 2033.
  • 2The aggregate principal amount remarketed was $1,580,143,000.
  • 3The transaction was conducted under an existing Form S-3 registration statement.
  • 4A prospectus supplement dated December 1, 2006, governed the terms of the remarketing.
  • 5The remarketing was executed through a specific agreement with major financial institutions: J.P. Morgan, Lehman Brothers, and Merrill Lynch.

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