8-KOther Events

BANK OF AMERICA CORP /DE/ 8-K Report (Aug 8, 2002)

Filed August 8, 2002For Securities:BACBAC-PBBAC-PKBAC-PLBAC-PMBAC-PNBAC-PSBML-PJBAC-PEBAC-PPBAC-PQBACRPBML-PGBML-PHBML-PLBAC-POMER-PK

Summary

This 8-K filing by Bank of America Corporation (BAC) on August 8, 2002, primarily concerns the submission of sworn statements from its Principal Executive Officer, Kenneth D. Lewis, and Principal Financial Officer, James H. Hance, Jr. These statements relate to facts and circumstances surrounding the company's Exchange Act filings. The filing does not disclose any new financial results, material events, or operational changes. Instead, it serves as a procedural submission in response to SEC Order No. 4-460, which mandated such certifications from corporate officers. For investors, this filing indicates a focus on regulatory compliance and corporate governance during a period of increased scrutiny on financial reporting. While no specific business updates are provided, the sworn statements underscore the company's commitment to ensuring the accuracy and integrity of its disclosures. Investors should view this as a standard regulatory filing rather than an indicator of significant operational or financial developments within Bank of America at that time.

Key Highlights

  • 1Bank of America Corporation filed a Form 8-K on August 8, 2002.
  • 2The filing includes sworn statements from the Principal Executive Officer and Principal Financial Officer.
  • 3These statements concern facts and circumstances related to the company's Exchange Act filings.
  • 4The filing is in response to SEC Order No. 4-460.
  • 5No new financial information or material business events are disclosed.
  • 6The filing emphasizes regulatory compliance and corporate governance.
  • 7The sworn statements were signed and submitted on August 8, 2002.

Frequently Asked Questions

The main purpose of this 8-K filing is to submit sworn statements from Bank of America's Principal Executive Officer and Principal Financial Officer. These statements attest to the accuracy and completeness of the company's filings under the Securities Exchange Act of 1934, in response to a directive from the SEC.

No, this filing does not contain any new financial results, earnings updates, or details about significant operational changes or business events. Its focus is purely on procedural compliance with regulatory requirements regarding corporate officer certifications.

Bank of America filed these sworn statements as a direct response to SEC Order No. 4-460. This order, issued in June 2002, required principal executive and financial officers of certain public companies to certify the accuracy of their company's Exchange Act filings, particularly in light of accounting scandals and increased regulatory scrutiny at the time.

The sworn statements were signed by Kenneth D. Lewis, the Principal Executive Officer of Bank of America Corporation, and James H. Hance, Jr., the Principal Financial Officer of Bank of America Corporation.