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10-QPeriod: Q2 FY2009

Bank of New York Mellon Corp Quarterly Report for Q2 Ended Jun 30, 2009

Filed August 7, 2009For Securities:BKBK-PK

Summary

The Bank of New York Mellon Corporation (BK) filed its quarterly report for the period ending June 29, 2009, providing insights into its legal proceedings, share repurchase activity, and shareholder voting outcomes from its annual meeting. The company addressed ongoing legal actions, stating that while individual or aggregate outcomes could materially impact net income for a given period, they are not expected to have a material adverse effect on the consolidated financial position or liquidity, after accounting for reserves and insurance. In terms of capital management, BK repurchased 376,000 shares of common stock during the second quarter of 2009, primarily to cover employee tax payments upon restricted stock vesting. A significant share repurchase program authorized in December 2007 remains largely available, with 33.8 million shares authorized for repurchase as of June 30, 2009. The report also details the outcomes of the Annual Meeting of Shareholders, where directors were elected, executive compensation was approved on an advisory basis, and the appointment of KPMG LLP as the independent auditor was ratified. Stockholder proposals regarding cumulative voting and share retention policies were not approved.

Financial Statements
Beta
Revenue$2.96B
Operating Income$913.00M
Interest Expense$145.00M
Net Income$176.00M
EPS (Basic)$0.15
EPS (Diluted)$0.15
Shares Outstanding (Basic)1.17B
Shares Outstanding (Diluted)1.17B

Key Highlights

  • 1The company believes its pending legal actions, individually or in aggregate, will not materially adversely affect its consolidated financial position or liquidity, although they could impact net income in a given period.
  • 2BK repurchased 376,000 shares of common stock during Q2 2009, mainly for employee tax settlements related to restricted stock vesting.
  • 3A substantial share repurchase authorization from December 2007 remains largely available, with 33.8 million shares still authorized for repurchase as of June 30, 2009.
  • 4All nominated directors were elected to their positions at the Annual Meeting of Shareholders held on April 14, 2009.
  • 5Shareholders approved executive compensation on an advisory, non-binding basis.
  • 6The appointment of KPMG LLP as the independent registered public accounting firm for fiscal year 2009 was ratified by shareholders.
  • 7Shareholder proposals for cumulative voting in director elections and a 75% share retention policy were not approved.

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