Early Access

10-QPeriod: Q1 FY2016

Bank of New York Mellon Corp Quarterly Report for Q1 Ended Mar 31, 2016

Filed May 10, 2016For Securities:BKBK-PK

Summary

For the first quarter of 2016, Bank of New York Mellon Corporation (BK) reported net income applicable to common shareholders of $804 million, or $0.73 per diluted common share, an increase from $766 million, or $0.67 per diluted common share, in the first quarter of 2015. Assets under custody and/or administration (AUC/A) grew 2% year-over-year to $29.1 trillion, while assets under management (AUM) decreased 5% to $1.64 trillion. Investment services fees increased slightly by 1% year-over-year to $1.77 billion, driven by asset servicing and issuer services, while investment management and performance fees declined 6% to $812 million, primarily due to lower market values and net outflows. Net interest revenue increased by 5% to $766 million, with a net interest margin (FTE) of 1.01%. Noninterest expense decreased 3% year-over-year due to lower staff and other operating costs, partially offset by increased distribution and servicing expenses. BNY Mellon reported a fully phased-in CET1 ratio of 9.8% under the Advanced Approach and 11.0% under the Standardized Approach, indicating strong capital adequacy. The company also completed the acquisition of Atherton Lane Advisers, LLC, adding approximately $2.45 billion in AUM. A significant development noted is the FDIC and Federal Reserve's determination that BNY Mellon's 2015 resolution plan was not credible, requiring remedial actions by October 1, 2016.

Financial Statements
Beta
Revenue$3.74B
Interest Expense$117.00M
Net Income$817.00M
EPS (Basic)$0.73
EPS (Diluted)$0.73
Shares Outstanding (Basic)1.08B
Shares Outstanding (Diluted)1.09B

Key Highlights

  • 1Net income applicable to common shareholders increased to $804 million, or $0.73 per diluted share, from $766 million, or $0.67 per share, in the prior year's quarter.
  • 2Assets under custody and/or administration (AUC/A) grew 2% year-over-year to $29.1 trillion, indicating continued growth in servicing business.
  • 3Assets under management (AUM) decreased 5% year-over-year to $1.64 trillion, primarily due to net outflows and the impact of a stronger U.S. dollar.
  • 4Investment services fees increased 1% to $1.77 billion, driven by asset servicing and issuer services, while investment management fees decreased 6% to $812 million.
  • 5Net interest revenue rose 5% to $766 million, with a net interest margin (FTE) of 1.01%, showing an improvement in interest income generation.
  • 6Noninterest expense decreased 3% year-over-year to $2.63 billion, reflecting successful cost management initiatives.
  • 7The company is addressing a 'not credible' determination from regulators regarding its 2015 resolution plan, with a deadline of October 1, 2016, to remedy deficiencies.

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