8-KEarnings & ResultsExhibits & Filings

Bank of New York Mellon Corp 8-K Report, Financial Results (Nov 6, 2009)

Filed November 6, 2009For Securities:BKBK-PKBNYBNY-PK

Summary

This Form 8-K filing from The Bank of New York Mellon Corporation (BK) primarily serves to re-file a press release originally issued on October 20, 2009, detailing the company's third-quarter 2009 results. While the filing itself does not introduce new financial data beyond what was previously disclosed, it formally incorporates the Q3 2009 earnings release into the public record under Item 2.02 and Item 9.01, making it officially 'filed' for SEC purposes. Investors should note that this 8-K is essentially a procedural filing to ensure the Q3 2009 results announcement is considered part of the official SEC filings. The key information resides within the press release it references, which would have contained details on the company's performance, financial condition, and operational highlights for the third quarter of 2009. This filing serves as a confirmation and formal submission of that previously released information.

Key Highlights

  • 1The filing is a procedural submission of The Bank of New York Mellon Corporation's (BK) third-quarter 2009 earnings press release.
  • 2The press release was originally issued on October 20, 2009, and is being formally filed as Exhibit 99.1 to this 8-K.
  • 3This report formally incorporates the Q3 2009 financial results and operational information into the company's SEC filings.
  • 4No new financial data or material events are introduced in this 8-K filing itself; it pertains to the formalization of prior disclosures.
  • 5The filing confirms that the information in the referenced press release is now considered 'filed' under the Securities Exchange Act of 1934.

Frequently Asked Questions

The main purpose of this 8-K filing is to formally submit and incorporate by reference The Bank of New York Mellon Corporation's press release detailing its third-quarter 2009 financial results, which was originally issued on October 20, 2009. It ensures that previously released financial information is officially part of the SEC record.

No, this 8-K filing does not contain new or updated financial results for BK. It serves to officially file a press release that was already issued on October 20, 2009, containing the Q3 2009 results. Investors should refer to the original press release for the specific financial details.

The Q3 2009 financial results are detailed in the press release dated October 20, 2009, which is included as Exhibit 99.1 to this Form 8-K. While this 8-K formalizes its submission, the actual data is within that press release.