What is the main purpose of this 8-K filing?

The primary purpose of this 8-K filing is to officially incorporate by reference the press release issued on January 18, 2012, which announced Bank of New York Mellon's (BK) results for the full year 2011 and the fourth quarter of 2011. This ensures the earnings information is part of BK's formal SEC filings.

Does this 8-K contain new financial results?

No, this 8-K does not contain new financial results. It is a re-filing of a press release that was previously issued on January 18, 2012, and furnished to the SEC via a prior 8-K. The purpose is formal incorporation, not the announcement of new data.

Why does the press release mention non-GAAP financial measures?

The company states that its management believes non-GAAP financial measures are useful to the investment community for analyzing ongoing operational results and trends. They facilitate comparisons with prior periods and provide a basis for management's performance monitoring, particularly in assessing the impact of revenues from both taxable and tax-exempt sources.

Where can I find the actual financial results announced?

The actual financial results for Q4 2011 and full year 2011 are detailed in the press release dated January 18, 2012, which is included as Exhibit 99.1 to this 8-K filing. Investors would need to refer to that exhibit for the specific financial figures.

Bank of New York Mellon Corp 8-K: Earnings & Results

Summary

The Bank of New York Mellon Corporation (BK) filed an 8-K on February 13, 2012, primarily to re-file a press release from January 18, 2012. This press release details the company's results of operations for the full year 2011 and the fourth quarter of 2011. The filing serves to officially incorporate this prior earnings announcement into its SEC filings under both the Securities Act of 1933 and the Securities Exchange Act of 1934. Investors should note that the press release contains non-GAAP financial measures, which management believes are useful for analyzing ongoing operational trends and facilitating comparisons. The company's rationale for using these measures includes providing a clearer view of performance from both taxable and tax-exempt sources and aligning with how management internally monitors financial performance. This 8-K does not introduce new financial information but formally integrates the previously released earnings data.

Key Highlights

1BK re-filed its January 18, 2012 press release detailing Q4 and full-year 2011 financial results.
2The filing formally incorporates the January 18, 2012 press release into BK's official SEC filings.
3The press release contains non-GAAP financial measures, which the company believes are valuable for analysis.
4Management uses non-GAAP measures to monitor performance, compare periods, and assess taxable/tax-exempt revenue impact.
5The 8-K is filed under Item 2.02 (Results of Operations and Financial Condition) and Item 9.01 (Financial Statements and Exhibits).
6No new financial data is presented; it's a re-filing for official incorporation.

Bank of New York Mellon Corp 8-K Report, Financial Results (Feb 13, 2012)

Summary

Key Highlights

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