What is the main purpose of this 8-K filing?

The main purpose of this 8-K filing is to formally announce and provide investors with the financial results of The Bank of New York Mellon Corporation (BK) for the full year and the fourth quarter of 2012. It includes a press release containing these results.

Are the financial figures presented in the attached press release official GAAP numbers?

The filing states that the press release may contain 'non-GAAP financial measures.' While BK's management finds these measures useful for analysis, investors should refer to the press release for details on how they are calculated and consider them alongside any official GAAP reporting.

Why does BK believe non-GAAP measures are important for investors?

BK's management believes that these non-GAAP measures are beneficial because they help the investment community analyze the financial results and trends of ongoing operations. They are considered useful for facilitating comparisons with prior periods and allow for a clearer evaluation of the impact of revenues from both taxable and tax-exempt sources.

Is this filing subject to the same liability as other SEC filings?

No, the press release furnished as Exhibit 99.1 is not considered 'filed' for purposes of Section 18 of the Securities Exchange Act of 1934. This means it generally carries less liability for misstatements or omissions compared to documents formally filed with the SEC.

Bank of New York Mellon Corp 8-K: Earnings & Results

Summary

The Bank of New York Mellon Corporation (BK) filed a Form 8-K on January 16, 2013, to report its financial results for the full year and fourth quarter of 2012. The primary purpose of this filing is to furnish a press release announcing these results, which is included as Exhibit 99.1. While the press release contains information that may be considered non-GAAP financial measures, BK's management believes these measures are valuable for investors to analyze ongoing operational trends and facilitate comparisons with prior periods.

Key Highlights

1BK filed an 8-K on January 16, 2013, reporting full year and Q4 2012 results.
2The filing includes a press release (Exhibit 99.1) with detailed financial results.
3Management believes non-GAAP financial measures in the press release are useful for investors.
4These measures aid in analyzing ongoing operations, financial trends, and comparisons to prior periods.
5The company asserts these non-GAAP measures help investors evaluate the impact of both taxable and tax-exempt revenues.
6This report is furnished and not 'filed' for SEC Section 18 purposes, meaning it's less subject to liability for misstatements.

Bank of New York Mellon Corp 8-K Report, Financial Results (Jan 16, 2013)

Summary

Key Highlights

Frequently Asked Questions