8-KEarnings & ResultsExhibits & Filings

Bank of New York Mellon Corp 8-K Report, Financial Results (Apr 19, 2013)

Filed April 19, 2013For Securities:BKBK-PKBNYBNY-PK

Summary

This Form 8-K filing by The Bank of New York Mellon Corporation (BK) on April 19, 2013, primarily serves to furnish supplemental financial information related to its first quarter 2013 earnings. The company held a conference call and webcast on April 17, 2013, to discuss these results. The key attachments to this filing are the "Quarterly Earnings Review for first quarter 2013" and "First Quarter 2013 Financial Trends" documents, which are provided as exhibits and are considered "furnished" rather than "filed" under SEC rules. Management believes these supplementary materials, which may include non-GAAP financial measures, offer valuable insights into the company's ongoing operational performance. These measures are intended to facilitate comparisons with prior periods and provide a clearer understanding of financial trends, particularly in evaluating the impact of revenues from both taxable and tax-exempt sources. Investors should refer to these furnished exhibits for a detailed understanding of BK's financial condition and results for the first quarter of 2013.

Key Highlights

  • 1BK filed an 8-K on April 19, 2013, reporting on events from April 17, 2013.
  • 2The filing is primarily related to the company's first quarter 2013 earnings announcement and conference call.
  • 3Two key exhibits (99.1 and 99.2) containing "Quarterly Earnings Review" and "Financial Trends" for Q1 2013 are furnished with the report.
  • 4These exhibits may include non-GAAP financial measures, which management deems useful for analysis of ongoing operations.
  • 5Management believes the furnished information aids in comparing financial results across periods and evaluating revenue sources.
  • 6The exhibits are "furnished" under General Instruction B.2. of Form 8-K, meaning they are not formally "filed" for Section 18 liability purposes.
  • 7The filing does not contain any material new agreements or legal proceedings, focusing solely on financial reporting disclosures.

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