What is the main purpose of this 8-K filing?

The main purpose of this 8-K filing is to formally announce and provide access to The Bank of New York Mellon Corporation's financial results for the third quarter of 2013, which were disclosed in a press release furnished as Exhibit 99.1.

Where can I find the actual Q3 2013 financial results?

The detailed financial results for the third quarter of 2013 are located in the press release, furnished as Exhibit 99.1 to this 8-K filing. The 8-K document itself primarily serves as notification of this release.

What are non-GAAP financial measures and why does BK mention them?

Non-GAAP financial measures are financial metrics that are not prepared in accordance with Generally Accepted Accounting Principles (GAAP). BK highlights them because management believes they provide additional useful insights for investors when analyzing the company's ongoing operational performance, trends, and comparing results across periods, particularly regarding taxable and tax-exempt revenue sources.

Is the information in the press release considered legally 'filed'?

No, the press release furnished as Exhibit 99.1 is considered 'furnished' and not 'filed' for purposes of Section 18 of the Securities Exchange Act of 1934. This means it is not subject to the same liabilities or incorporated by reference into other SEC filings unless explicitly stated.

Bank of New York Mellon Corp 8-K: Earnings & Results

Summary

This 8-K filing from The Bank of New York Mellon Corporation (BK) announces their third quarter 2013 financial results via a press release furnished as Exhibit 99.1. The filing highlights that management utilizes non-GAAP financial measures which they believe are valuable for investors to analyze ongoing operations, trends, and comparisons with prior periods. This presentation is also stated to allow for a more appropriate evaluation of revenues from both taxable and tax-exempt sources. Investors should review the provided press release (Exhibit 99.1) for detailed financial performance metrics for the third quarter of 2013. While the 8-K itself does not contain the financial data, it serves as the official notification that these results have been disclosed and that management considers certain non-GAAP measures important for understanding the company's performance.

Key Highlights

1BK filed an 8-K on October 16, 2013, to report its third quarter 2013 earnings.
2The key financial details are contained within a press release (Exhibit 99.1) furnished with the 8-K.
3The company utilizes non-GAAP financial measures, which management believes are useful for investors.
4These non-GAAP measures are intended to facilitate analysis of ongoing operations and historical trends.
5Management believes these measures allow for a better evaluation of revenues from both taxable and tax-exempt sources.
6The press release is not considered 'filed' for the purpose of Section 18 of the Securities Exchange Act of 1934.

Bank of New York Mellon Corp 8-K Report, Financial Results (Oct 16, 2013)

Summary

Key Highlights

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