8-KEarnings & ResultsRegulation FDExhibits & Filings

Bank of New York Mellon Corp 8-K Report, Financial Results (Oct 17, 2014)

Filed October 17, 2014For Securities:BKBK-PKBNYBNY-PK

Summary

The Bank of New York Mellon Corporation (BNY Mellon) filed an 8-K on October 16, 2014, to furnish information regarding its third-quarter 2014 financial results. This report primarily serves to provide investors with access to the company's official Earnings Release, Quarterly Financial Trends, Key Facts, and a Financial Highlights presentation, all dated October 17, 2014. These documents, furnished as exhibits, are crucial for understanding BNY Mellon's performance and financial condition during the period. While the 8-K itself does not contain the detailed financial results, it directs investors to these supplementary materials where the actual performance metrics, operational updates, and forward-looking statements for Q3 2014 can be found. Investors should carefully review Exhibits 99.1 through 99.4 for comprehensive details on revenue, expenses, net income, and other key financial indicators relevant to BNY Mellon's business segments.

Key Highlights

  • 1BNY Mellon announced its third quarter 2014 financial results on October 17, 2014.
  • 2The 8-K filing serves as a notification and provides access to detailed financial information via furnished exhibits.
  • 3Key documents furnished include the Earnings Release (Exhibit 99.1) and Quarterly Financial Trends (Exhibit 99.2).
  • 4Additional investor resources provided are Key Facts (Exhibit 99.3) and a Third Quarter 2014 Financial Highlights presentation (Exhibit 99.4).
  • 5All provided documents and information are furnished, not filed, meaning they are not subject to Section 18 of the Exchange Act liabilities.
  • 6The information is made available on BNY Mellon's official website, www.bnymellon.com.
  • 7The filing indicates that the content of the website itself is not incorporated into the 8-K report.

Frequently Asked Questions

The actual financial results are detailed in the Earnings Release (Exhibit 99.1) and Quarterly Financial Trends (Exhibit 99.2) which were furnished with this 8-K filing on October 17, 2014. These documents, along with Key Facts (Exhibit 99.3) and a Financial Highlights presentation (Exhibit 99.4), are available on BNY Mellon's website.

No, the specific financial information, including the Earnings Release and other related documents (Exhibits 99.1-99.4), are 'furnished' to the SEC as per General Instruction B.2 of Form 8-K. This means they are not considered 'filed' for the purposes of Section 18 of the Securities Exchange Act of 1934 and are not subject to its liabilities, though they are publicly available.

The 'furnished' status indicates that BNY Mellon is providing this information to the public and the SEC for transparency but is not accepting the full legal liability associated with 'filed' documents under Section 18 of the Exchange Act. This is a common practice for earnings releases and similar disclosures.

This 8-K filing itself primarily serves as a notification and a pointer to the detailed financial results and presentations released on October 17, 2014. The actual financial performance details and any significant disclosures would be found within the furnished exhibits (99.1-99.4), not within the text of the 8-K itself.