8-KRegulation FDExhibits & Filings

Bank of New York Mellon Corp 8-K Report, Regulation FD Disclosure (Jun 10, 2015)

Filed June 10, 2015For Securities:BKBK-PKBNYBNY-PK

Summary

This 8-K filing by The Bank of New York Mellon Corporation (BK) primarily serves to inform investors about an upcoming presentation by key executives at the Morgan Stanley Financials Conference. Vice Chairman and CFO Thomas P. Gibbons, along with Vice Chairman and CEO of Investment Services Brian T. Shea, were scheduled to present on June 10, 2015, at 8 a.m. ET. The core of this disclosure is the furnishing of the presentation slides (Exhibit 99.1) as part of the filing. Investors can access this material to gain insights into the company's current strategic discussions, financial outlook, and operational highlights as presented by senior leadership. It's important to note the specific regulatory language used, indicating the information is 'furnished' rather than 'filed,' which has implications for liability under the Securities Exchange Act of 1934.

Key Highlights

  • 1BK executives Thomas P. Gibbons and Brian T. Shea were scheduled to present at the Morgan Stanley Financials Conference on June 10, 2015.
  • 2The purpose of the presentation was likely to discuss the company's financial performance, strategy, and outlook.
  • 3The presentation slides are furnished as Exhibit 99.1 to the 8-K filing.
  • 4Investors can review these slides for direct insights from senior management.
  • 5The filing adheres to Regulation FD disclosure rules.
  • 6Information is 'furnished,' not 'filed,' which impacts its regulatory standing and liability.

Frequently Asked Questions

The primary purpose of this 8-K filing is to disclose that Bank of New York Mellon Corporation executives were scheduled to present at the Morgan Stanley Financials Conference and to furnish the accompanying presentation slides (Exhibit 99.1) for investor review.

Thomas P. Gibbons, Vice Chairman and Chief Financial Officer, and Brian T. Shea, Vice Chairman and Chief Executive Officer of Investment Services, were scheduled to present.

The presentation slides are provided as Exhibit 99.1 to this Form 8-K filing.

When information is 'furnished' under Regulation FD, it means it is being made available to the public, but it is not subject to the same liability provisions under Section 18 of the Securities Exchange Act of 1934 as 'filed' information. It also means it may not be automatically incorporated by reference into other SEC filings.