What is the main purpose of this 8-K filing?

The main purpose of this 8-K filing is to formally announce and make available BNY Mellon's financial results for the third quarter of 2016 through an attached earnings release (Exhibit 99.1).

Where can I find the detailed financial results for Q3 2016?

The detailed financial results are in the Earnings Release (Exhibit 99.1), which is incorporated by reference into this 8-K. Additional information is also available in the Quarterly Financial Trends (Exhibit 99.2) and the Financial Highlights Presentation (Exhibit 99.3), all of which can be accessed via BNY Mellon's website.

Are all parts of the earnings release considered 'filed' by the SEC?

No, a specific section of the earnings release, referred to as the 'Excluded Section,' is 'furnished' and not 'filed' under Section 18 of the Securities Exchange Act of 1934. Other parts of the earnings release and the supplementary exhibits are incorporated by reference or furnished as detailed in the filing.

What is the significance of the 'furnished' versus 'filed' distinction?

The distinction between 'furnished' and 'filed' is important because information that is 'furnished' generally does not carry the same legal liability under Section 18 of the Exchange Act as information that is 'filed.' However, the non-excluded portions of the earnings release and certain other exhibits are considered 'filed.'

BK 8-K: Earnings & Results & Regulation FD

Summary

This 8-K filing from Bank of New York Mellon Corporation (BK) on October 19, 2016, primarily serves to announce and incorporate by reference their third quarter 2016 earnings release. The filing details the financial results for the period ending September 30, 2016. Investors can find the comprehensive earnings release, along with supplementary financial trends and a highlights presentation, attached as exhibits and available on the company's website. The key takeaway for investors is that BNY Mellon is providing its Q3 2016 financial performance update. While the 8-K itself is brief, it directs stakeholders to the detailed financial disclosures that will allow for an analysis of the company's operational and financial condition during the quarter.

Key Highlights

1BNY Mellon announced its third quarter 2016 financial results on October 20, 2016.
2The earnings release detailing these results is attached as Exhibit 99.1 and incorporated by reference into this filing.
3Additional financial information, including Quarterly Financial Trends (Exhibit 99.2) and a Third Quarter 2016 Financial Highlights Presentation (Exhibit 99.3), is also furnished.
4These supplementary materials are available on BNY Mellon's corporate website.
5Specific sections of the earnings release (the 'Excluded Section') are furnished, not filed, and thus do not carry the same liabilities under the Securities Exchange Act of 1934.
6The filing provides direct access for investors to BNY Mellon's Q3 2016 financial performance and operational updates.

Bank of New York Mellon Corp 8-K Report, Financial Results (Oct 20, 2016)

Summary

Key Highlights

Frequently Asked Questions