8-KEarnings & ResultsRegulation FDExhibits & Filings

Bank of New York Mellon Corp 8-K Report, Financial Results (Oct 19, 2017)

Filed October 19, 2017For Securities:BKBK-PKBNYBNY-PK

Summary

The Bank of New York Mellon Corporation (BK) filed an 8-K report on October 19, 2017, primarily to furnish its earnings release and related financial presentations for the third quarter of 2017. The key takeaway for investors is that this filing serves as the official announcement of BK's Q3 2017 financial performance, providing the most up-to-date figures and management commentary on the company's operational and financial condition. Investors should note that the information presented in the furnished exhibits (Earnings Release, Quarterly Financial Trends, and Financial Highlights Presentation) is not officially "filed" with the SEC under Section 18 of the Exchange Act. This means these documents are not subject to the same liabilities as filed documents, though they are the source of critical performance data. The filing directs investors to these exhibits for detailed insights into BK's results for the third quarter of 2017.

Key Highlights

  • 1BNY Mellon announced its third quarter 2017 financial results on October 19, 2017.
  • 2The 8-K filing formally furnishes the Q3 2017 Earnings Release (Exhibit 99.1).
  • 3Additional investor resources, including Quarterly Financial Trends (Exhibit 99.2) and a Third Quarter 2017 Financial Highlights Presentation (Exhibit 99.3), are also furnished.
  • 4These furnished exhibits provide key operational and financial metrics for the third quarter.
  • 5The information is provided to comply with Regulation FD and is not intended to be incorporated into other SEC filings.
  • 6Investors are directed to BNY Mellon's website for further details and presentations.

Frequently Asked Questions

The main purpose of this 8-K filing is to formally announce and provide access to BNY Mellon's financial results for the third quarter of 2017, along with supporting documents such as the earnings release and financial presentations.

The specific financial results for Q3 2017 are detailed in the Earnings Release (Exhibit 99.1), the Quarterly Financial Trends (Exhibit 99.2), and the Third Quarter 2017 Financial Highlights Presentation (Exhibit 99.3) that are furnished with this 8-K filing.

No, the information in the furnished exhibits is 'furnished' and not 'filed' for the purposes of Section 18 of the Securities Exchange Act of 1934. This means they are not subject to the same liabilities under that section, although they contain important financial disclosures.

The furnished documents (Exhibits 99.1, 99.2, and 99.3) are attached to this 8-K filing and are also available on BNY Mellon's corporate website at www.bnymellon.com, often in the investor relations section.