8-KEarnings & ResultsRegulation FDExhibits & Filings

Bank of New York Mellon Corp 8-K Report, Financial Results (Jul 19, 2018)

Filed July 19, 2018For Securities:BKBK-PKBNYBNY-PK

Summary

This 8-K filing from Bank of New York Mellon (BK) dated July 19, 2018, primarily announces the company's financial results for the second quarter of 2018. The core information is contained within the Earnings Release (Exhibit 99.1) and a supporting Financial Supplement (Exhibit 99.2), both of which are incorporated by reference into the filing. Investors should note that certain specific quoted text within the Earnings Release is explicitly excluded from being "filed" and thus carries no Section 18 liability, while the rest of the Earnings Release and the Financial Supplement are considered "filed" and incorporated into future SEC filings. The filing also mentions that additional financial details and highlights for the second quarter of 2018 were made available on BNY Mellon's website and presented during a conference call and webcast. A presentation of these financial highlights (Exhibit 99.3) is furnished, but not filed, meaning it is for informational purposes and not subject to the same regulatory scrutiny as filed documents. Investors looking for detailed performance metrics, revenue figures, and profitability should refer to the referenced Earnings Release and Financial Supplement.

Key Highlights

  • 1BNY Mellon released its financial results for the second quarter of 2018 on July 19, 2018.
  • 2The primary disclosure document is the Earnings Release (Exhibit 99.1), which contains detailed financial information.
  • 3A Financial Supplement (Exhibit 99.2) provides further supporting data for the second quarter results.
  • 4Certain specific quotes within the Earnings Release are designated as "furnished" and not "filed," limiting their regulatory liability.
  • 5Additional financial highlights and a presentation were made available on BNY Mellon's website and discussed in a conference call.
  • 6The Second Quarter 2018 Financial Highlights Presentation (Exhibit 99.3) is "furnished" and not "filed."

Frequently Asked Questions

The main purpose of this 8-K filing is to announce and provide access to BNY Mellon's financial results for the second quarter of 2018. It incorporates by reference key documents like the Earnings Release and Financial Supplement.

The detailed financial results are primarily found in the Earnings Release (Exhibit 99.1) and the Financial Supplement (Exhibit 99.2), which are attached to this 8-K filing and incorporated by reference.

Information that is "furnished" is provided for informational purposes and is not subject to the liabilities of Section 18 of the Exchange Act. Information that is "filed" is subject to these liabilities and is incorporated by reference into other SEC filings, meaning it has greater regulatory weight.

This 8-K filing itself does not contain the performance metrics directly. However, it makes reference to and incorporates by reference the Earnings Release (Exhibit 99.1) and Financial Supplement (Exhibit 99.2), which are the documents where investors can find detailed financial performance data for the second quarter of 2018.