8-KEarnings & ResultsRegulation FDExhibits & Filings

Bank of New York Mellon Corp 8-K Report, Financial Results (Oct 16, 2019)

Filed October 16, 2019For Securities:BKBK-PKBNYBNY-PK

Summary

This 8-K filing from The Bank of New York Mellon Corporation (BNY Mellon) on October 16, 2019, serves to announce and provide access to the company's financial results for the third quarter of 2019. The core of the filing consists of an Earnings Release (Exhibit 99.1) and a Financial Supplement (Exhibit 99.2), both dated October 16, 2019. Investors should note that while key parts of the Earnings Release and the entire Financial Supplement are considered 'filed' and incorporated by reference into future SEC filings, a specific 'Excluded Section' of the Earnings Release and a separate Financial Highlights presentation (Exhibit 99.3) are 'furnished' and not subject to the same liabilities or incorporation. This distinction is important for understanding the official scope of the information provided. The filing also directs investors to BNY Mellon's website for additional materials related to the third quarter results.

Key Highlights

  • 1BNY Mellon announced its third quarter 2019 financial results on October 16, 2019.
  • 2The filing includes an Earnings Release (Exhibit 99.1) and a Financial Supplement (Exhibit 99.2) for Q3 2019.
  • 3Key portions of the Earnings Release and the Financial Supplement are 'filed' and incorporated by reference into other SEC filings.
  • 4A specific 'Excluded Section' within the Earnings Release is 'furnished' and not 'filed', limiting its legal implications.
  • 5A Third Quarter 2019 Financial Highlights presentation (Exhibit 99.3) is also 'furnished', not 'filed'.
  • 6Additional financial information and presentations are available on BNY Mellon's corporate website.
  • 7This 8-K primarily acts as a mechanism to disseminate and officially register the Q3 2019 earnings information with the SEC.

Frequently Asked Questions

The primary purpose of this 8-K filing is to officially announce and provide access to BNY Mellon's financial results for the third quarter of 2019. It incorporates key financial documents like the Earnings Release and Financial Supplement, making them available for public record and future SEC filings.

Key sections of the Earnings Release (Exhibit 99.1) and the entire Financial Supplement (Exhibit 99.2) are considered 'filed' and incorporated by reference. However, an 'Excluded Section' within the Earnings Release and the Financial Highlights Presentation (Exhibit 99.3) are 'furnished', meaning they have fewer legal implications and are not automatically incorporated into other filings.

The detailed financial results for Q3 2019 are primarily found in Exhibit 99.1 (Earnings Release) and Exhibit 99.2 (Financial Supplement) attached to this 8-K filing. Additional information, including a presentation, is also available on BNY Mellon's official website (www.bnymellon.com).

The information considered 'furnished' in this 8-K, such as the Excluded Section of the earnings release and the financial highlights presentation, is not subject to the liabilities of Section 18 of the Securities Exchange Act of 1934 and is not automatically incorporated by reference. The 'filed' portions, however, are subject to standard SEC reporting requirements.