Summary
This 8-K filing from The Bank of New York Mellon Corporation (BNY Mellon) on October 16, 2019, serves to announce and provide access to the company's financial results for the third quarter of 2019. The core of the filing consists of an Earnings Release (Exhibit 99.1) and a Financial Supplement (Exhibit 99.2), both dated October 16, 2019. Investors should note that while key parts of the Earnings Release and the entire Financial Supplement are considered 'filed' and incorporated by reference into future SEC filings, a specific 'Excluded Section' of the Earnings Release and a separate Financial Highlights presentation (Exhibit 99.3) are 'furnished' and not subject to the same liabilities or incorporation. This distinction is important for understanding the official scope of the information provided. The filing also directs investors to BNY Mellon's website for additional materials related to the third quarter results.
Key Highlights
- 1BNY Mellon announced its third quarter 2019 financial results on October 16, 2019.
- 2The filing includes an Earnings Release (Exhibit 99.1) and a Financial Supplement (Exhibit 99.2) for Q3 2019.
- 3Key portions of the Earnings Release and the Financial Supplement are 'filed' and incorporated by reference into other SEC filings.
- 4A specific 'Excluded Section' within the Earnings Release is 'furnished' and not 'filed', limiting its legal implications.
- 5A Third Quarter 2019 Financial Highlights presentation (Exhibit 99.3) is also 'furnished', not 'filed'.
- 6Additional financial information and presentations are available on BNY Mellon's corporate website.
- 7This 8-K primarily acts as a mechanism to disseminate and officially register the Q3 2019 earnings information with the SEC.