8-KRegulation FDExhibits & Filings

Bank of New York Mellon Corp 8-K Report, Regulation FD Disclosure (Apr 13, 2021)

Filed April 13, 2021For Securities:BKBK-PKBNYBNY-PK

Summary

This 8-K filing from Bank of New York Mellon Corp (BK) on April 13, 2021, primarily announces that the company's CEO, Thomas P. Gibbons, is scheduled to present at the company's Annual Meeting of Stockholders. The presentation slides, which contain information relevant to investors, are being furnished as an exhibit to this filing and are available on the investor relations website. The meeting itself is being held by remote communication, allowing stockholders of record as of February 16, 2021, to attend virtually and participate in voting and submitting questions. Non-stockholders can also view a webcast of the meeting. While this filing does not contain new financial results or significant strategic announcements, it provides investors with access to the company's prepared remarks and presentation materials for the annual meeting. Investors seeking insights into BNY Mellon's current strategic priorities, outlook, or responses to potential shareholder inquiries should review the furnished presentation slides (Exhibit 99.1). The filing also clarifies that the furnished information is not considered 'filed' for regulatory liability purposes under the Exchange Act.

Key Highlights

  • 1CEO Thomas P. Gibbons scheduled to present at the Annual Meeting of Stockholders on April 13, 2021.
  • 2Presentation slides for the Annual Meeting are furnished as Exhibit 99.1 and accessible via BNY Mellon's investor relations website.
  • 3The Annual Meeting will be held by remote communication, allowing virtual attendance for eligible stockholders.
  • 4Stockholders of record as of February 16, 2021, can attend virtually, vote, and submit questions.
  • 5A webcast of the meeting is available for all interested persons, with replays to follow.
  • 6Information furnished in this filing is not subject to Section 18 of the Exchange Act liability.

Frequently Asked Questions

The primary purpose of this 8-K filing is to inform investors about the upcoming Annual Meeting of Stockholders, announce that the CEO will be presenting, and furnish the accompanying presentation slides for investor access.

The presentation slides that will be used by the CEO at the Annual Meeting are furnished as Exhibit 99.1 to this 8-K filing and can be accessed on BNY Mellon's investor relations website (www.bnymellon.com/investorrelations).

The Annual Meeting is being held by remote communication. Stockholders of record as of February 16, 2021, can attend by logging into www.virtualshareholdermeeting.com/BK2021 using their control number. Interested persons who are not stockholders can view a webcast of the meeting at the same website.

No, this 8-K filing does not contain new financial results or forward-looking guidance. It is solely related to the disclosure of materials for the Annual Meeting of Stockholders.