Summary
Berkshire Hathaway Inc. (BRK-B) filed an 8-K on October 7, 2003, reporting on the issuance of $1.5 billion in senior notes by its wholly-owned finance subsidiary, Berkshire Hathaway Finance Corporation (BHFC). This issuance comprised $750 million in 3.375% Senior Notes due 2008 and $750 million in 4.625% Senior Notes due 2013. Berkshire Hathaway Inc. itself provided guarantees for these notes. The transaction was conducted as a private placement, meaning it was not subject to the registration requirements of the Securities Act of 1933. The filing includes exhibits detailing the indenture, an exchange and registration rights agreement with Goldman, Sachs & Co., and specimen debt securities for both note issuances. This move indicates Berkshire's strategy to raise substantial capital through debt financing for its operations or acquisitions.
Key Highlights
- 1Berkshire Hathaway Finance Corporation (BHFC) issued $1.5 billion in senior notes.
- 2The issuance was split into two tranches: $750 million of 3.375% Senior Notes due 2008 and $750 million of 4.625% Senior Notes due 2013.
- 3Berkshire Hathaway Inc. provided guarantees for the BHFC notes, strengthening their creditworthiness.
- 4The notes were issued in a private transaction, not registered under the Securities Act of 1933.
- 5Goldman, Sachs & Co. was involved in the Exchange and Registration Rights Agreement.
- 6The filing includes detailed documentation such as the Indenture and specimen debt securities.
- 7This action signifies Berkshire's proactive approach to capital raising via debt instruments.