What is the purpose of this 10-K/A filing?

This filing is an amendment to Caterpillar Inc.'s Annual Report (Form 10-K) for the fiscal year ended December 31, 2002. The primary purpose of the amendment is to revise a previously filed exhibit (Exhibit 99.2) and to add new exhibits (Exhibits 99.3, 99.4, and 99.5). This typically means there was an error, omission, or a need to provide updated or additional information that was not included in the original filing.

What are the key financial indicators or performance metrics mentioned in this excerpt?

This specific excerpt from the 10-K/A amendment does not provide detailed financial statements or key performance metrics like revenue, net income, or earnings per share. It primarily focuses on corporate information such as the company's filing status (accelerated filer), outstanding shares, market capitalization of common stock held by non-affiliates as of year-end 2002, and details of its registered securities and debt instruments.

Where can I find the actual financial performance data for Caterpillar in 2002?

The financial performance data for Caterpillar Inc. for the year ended December 31, 2002, would be contained within the original Form 10-K filing, which this document amends. To get a complete picture, you would need to access the original 10-K filing and also review the new and revised exhibits (99.2 through 99.5) mentioned in this amendment, as they may contain crucial financial details or explanations.

What does it mean that Caterpillar is an 'accelerated filer'?

Being an 'accelerated filer' means that Caterpillar meets certain criteria set by the SEC regarding its public float (the market value of shares held by non-affiliates) and its history of timely filings. As an accelerated filer, Caterpillar is required to file its annual reports on Form 10-K and its quarterly reports on Form 10-Q more quickly after the end of the reporting period compared to non-accelerated filers. For 2002, this indicated Caterpillar was a well-established, large-cap company with significant market presence.

CAT 10-K FY2002 Annual Report — Revenue, Net Income, EPS

Summary

Caterpillar Inc.'s (CAT) 2002 Form 10-K, filed as an amendment on May 28, 2003, provides an update on its financial performance and corporate structure for the fiscal year ending December 31, 2002. The amendment specifically focuses on revising previously filed exhibits and adding new ones, suggesting a need for clarification or supplementary information regarding Caterpillar's operations and disclosures. While the provided excerpt doesn't contain detailed financial statements, it confirms Caterpillar's status as an accelerated filer and lists its common stock and preferred stock purchase rights as registered securities on major exchanges like the NYSE and Chicago Stock Exchange. Investors should note that this filing is an amendment, and a comprehensive understanding would require reviewing the original 10-K and the specific exhibits being amended or added.

Key Highlights

1The filing is an amendment (10-K/A) to the original 2002 Form 10-K, indicating updates or revisions to previously submitted information.
2Caterpillar Inc. is confirmed as an accelerated filer, implying it meets certain financial thresholds and reporting requirements.
3Common Stock and Preferred Stock Purchase Rights are registered on the Chicago Stock Exchange, New York Stock Exchange, and Pacific Exchange, Inc.
4Various long-term debt instruments, including 9% Debentures due 2006, 6% Debentures due 2007, and others maturing in 2011, 2021, and 2023, are listed as registered on the New York Stock Exchange.
5As of December 31, 2002, Caterpillar had 344,255,067 shares of common stock outstanding.
6The aggregate market value of the company's common stock held by non-affiliates on December 31, 2002, was approximately $15.57 billion.
7The amendment involves revising Exhibit 99.2 and adding Exhibits 99.3, 99.4, and 99.5, suggesting new or updated disclosures that investors should review.

CATERPILLAR INC Annual Report (Amendment), Year Ended Dec 31, 2002

Summary

Key Highlights

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