Summary
Caterpillar Inc. filed a Form 8-K on August 14, 2002, primarily to disclose the filing of sworn statements by its Chairman and CEO, Glen A. Barton, and its CFO, F. Lynn McPheeters. These statements were submitted under oath pursuant to Section 21(a) of the Securities Exchange Act of 1934. The company noted that the furnishing of these statements is not necessarily indicative of requiring Regulation FD disclosure or that the information is otherwise not publicly available, and Caterpillar does not assume an obligation to update this information in the future.
Key Highlights
- 1Caterpillar Inc. filed sworn statements from its CEO and CFO with the SEC.
- 2The statements were filed on August 14, 2002, under Section 21(a) of the Securities Exchange Act of 1934.
- 3Exhibit 99.1 contains the statement from Chairman and CEO Glen A. Barton.
- 4Exhibit 99.2 contains the statement from CFO F. Lynn McPheeters.
- 5The company stated that furnishing these materials is not necessarily a requirement of Regulation FD.
- 6Caterpillar is not obligated to update the information provided in these statements.
- 7The filing does not contain new financial statements or specific operational updates, but rather formal sworn statements.