8-KRegulation FDExhibits & Filings

CATERPILLAR INC 8-K Report, Regulation FD Disclosure (Apr 20, 2007)

Filed April 20, 2007For Securities:CAT

Summary

Caterpillar Inc. (CAT) filed an 8-K on April 20, 2007, primarily to furnish the transcript of its first-quarter 2007 earnings conference call, held on April 19, 2007. This filing provides investors with direct access to the discussions and details presented by management regarding the company's financial performance and outlook for the initial quarter of 2007. The transcript, provided as Exhibit 99.1, is a key piece of information for investors seeking to understand Caterpillar's operational performance, any strategic updates, and management's commentary on market conditions during that period. While the filing states that the information is not deemed 'filed' for certain regulatory purposes, its inclusion via an 8-K signifies its importance to the company's investor communications.

Key Highlights

  • 1Filing of an 8-K by Caterpillar Inc. on April 20, 2007.
  • 2The primary purpose of the filing is to provide the transcript of the Q1 2007 earnings conference call.
  • 3The conference call took place on April 19, 2007.
  • 4The transcript is furnished as Exhibit 99.1 to the 8-K.
  • 5Information in the transcript is not considered 'filed' for certain SEC purposes, but is incorporated by reference.
  • 6Caterpillar Inc. is incorporated in Delaware.
  • 7The filing does not assume an obligation to update the information provided in the transcript.

Frequently Asked Questions

The main purpose of this 8-K filing is to provide investors with the transcript of Caterpillar Inc.'s first-quarter 2007 earnings conference call, which was held on April 19, 2007. This allows investors to review management's discussion of the company's financial results and outlook.

The detailed discussions regarding Caterpillar's first-quarter 2007 financial results and operational performance can be found within the conference call transcript, which is included as Exhibit 99.1 to this 8-K filing.

According to the filing, the information furnished in the transcript is not deemed 'filed' for purposes of Section 18 of the Securities Exchange Act of 1934, nor is it automatically incorporated by reference into any registration statements unless specifically stated. However, it is still a critical piece of supplementary information for investors.

The filing explicitly states that Caterpillar Inc. does not assume any obligation to update the information presented in the transcript in the future.