8-K/ARegulation FD

CATERPILLAR INC 8-K/A Report, Regulation FD Disclosure (Sep 20, 2007)

Filed September 20, 2007For Securities:CAT

Summary

Caterpillar Inc. (CAT) filed an 8-K/A amendment on September 20, 2007, primarily to announce the upcoming release of its August 2007 Dealer Statistics. This data, typically important for understanding sales trends and dealer activity, was scheduled to be made public on September 21, 2007, via the company's investor website. The filing reiterates Caterpillar's position as a leading manufacturer of construction and mining equipment, engines, and turbines, and highlights its significant global infrastructure contribution. Investors should note that this filing is an amendment, suggesting it might be correcting or supplementing previous information, though the core announcement pertains to the release of dealer statistics. The company also included a standard "Safe Harbor" statement, cautioning that actual results could differ from forward-looking statements due to various economic and market factors. Investors are advised to consult Caterpillar's Form 10-K for a more detailed understanding of the risks and uncertainties the company faces.

Key Highlights

  • 1Caterpillar Inc. announced the public release of its August 2007 Dealer Statistics on September 21, 2007.
  • 2The dealer statistics will be available on Caterpillar's investor relations website (www.cat.com/investor).
  • 3This filing is an 8-K/A (amendment), indicating a potential update or correction to previously filed information.
  • 4Caterpillar reiterated its role as a global leader in construction and mining equipment, engines, and turbines.
  • 5The company provided a 'Safe Harbor' statement advising investors of the inherent risks and uncertainties in forward-looking statements.
  • 6Actual results may materially differ from forward-looking statements due to various economic and market factors.
  • 7Further details on risks and uncertainties can be found in Caterpillar's Form 10-K filed on February 23, 2007.

Frequently Asked Questions

The primary purpose of this 8-K/A filing is to announce that Caterpillar Inc. will publicly release its August 2007 Dealer Statistics on September 21, 2007. It also serves as an amendment to a previous filing, though the specific nature of the amendment beyond the announcement is not detailed in the provided text.

The August 2007 Dealer Statistics were made available on Caterpillar's investor relations website at www.cat.com/investor, starting September 21, 2007.

The 'Safe Harbor' statement is a standard legal disclosure that warns investors that forward-looking statements made by Caterpillar may not accurately reflect future results. It highlights that actual outcomes can be significantly impacted by various known and unknown factors, including economic conditions, market acceptance, and competitive changes. Investors should not solely rely on these forward-looking statements and should review the company's detailed risk factors in its SEC filings.

This filing is primarily an announcement regarding the release of dealer statistics, which can serve as an indicator of sales activity. It does not appear to announce a specific financial performance update or a material change in business operations, beyond the release of this data point. However, as an amendment, it might supplement previous disclosures.