8-KEarnings & ResultsRegulation FDExhibits & Filings

CATERPILLAR INC 8-K Report, Financial Results (Jan 31, 2023)

Filed January 31, 2023For Securities:CAT

Summary

Caterpillar Inc. (CAT) filed an 8-K on January 31, 2023, reporting its financial results for the fourth quarter and full year ended December 31, 2022. The report primarily incorporates a press release (Exhibit 99.1) detailing these results, as well as supplemental information (Exhibit 99.2) regarding retail sales of machines and power systems. Investors should refer to the attached press release for the specific financial figures and performance metrics.

Key Highlights

  • 1Caterpillar Inc. announced its Q4 and full-year 2022 financial results on January 31, 2023.
  • 2The 8-K filing includes a press release detailing the company's financial performance for the period.
  • 3Supplemental retail sales statistics for machines and power systems are also provided.
  • 4Investors can find comprehensive financial details within the referenced press release (Exhibit 99.1).
  • 5The filing is furnished in accordance with General Instruction B.2 of Form 8-K.
  • 6The Chief Legal Officer and General Counsel signed the report, indicating formal corporate action.

Frequently Asked Questions

The specific financial results for the quarter ended December 31, 2022, are detailed in the press release attached as Exhibit 99.1 to this 8-K filing.

The supplemental information (Exhibit 99.2) provides data on retail sales of Caterpillar machines to end users and retail sales of power systems (including engines and locomotives) to end users and Original Equipment Manufacturers (OEMs).

This 8-K filing primarily references and incorporates by reference a press release (Exhibit 99.1) that contains the detailed financial results. It also includes supplemental retail sales data (Exhibit 99.2).

The Regulation FD Disclosure section indicates that Caterpillar is providing additional, non-public information (the retail sales statistics) in a manner that ensures broad public dissemination, adhering to fair disclosure regulations.