Summary
This 8-K filing by Carnival Corporation & plc, dated March 22, 2011, primarily serves to furnish investors with information regarding the company's first quarter earnings and to incorporate additional financial and operational data into its registration statements. The filing includes a press release detailing the first quarter results (Exhibit 99.1) and a separate document with "Additional Information" (Exhibit 99.2) that is officially filed and incorporated by reference into future filings. Investors should note that while the earnings press release is furnished, it is not deemed "filed" for certain regulatory purposes. However, the "Additional Information" is filed and will be part of the company's official record. This 8-K acts as a conduit for disseminating critical financial updates and ensuring regulatory compliance for ongoing financial reporting.
Key Highlights
- 1Carnival Corporation & plc announced its first quarter earnings via a press release filed on March 22, 2011.
- 2The press release, furnished as Exhibit 99.1, provides details on the company's financial performance for the first quarter.
- 3Additional "Additional Information," filed as Exhibit 99.2, is incorporated by reference into the company's registration statements.
- 4The filing pertains to both Carnival Corporation (Panama) and Carnival plc (England and Wales).
- 5The Chief Accounting Officer and Vice President-Controller, Larry Freedman, signed the report on behalf of both entities.
- 6While the earnings press release is furnished, it is not considered 'filed' under Section 18 of the Exchange Act.
- 7The 'Additional Information' is explicitly filed and incorporated by reference, making it part of the official SEC record for these registrants.