8-KOther EventsExhibits & Filings

CARNIVAL CORP 8-K Report, Corporate Update (Nov 19, 2020)

Filed November 19, 2020For Securities:CCL

Summary

Carnival Corporation (CCL) announced the closing of a registered direct offering of approximately 49.2 million shares of common stock on November 19, 2020, at a price of $18.05 per share. The primary purpose of this offering was to repurchase a substantial portion of its outstanding 5.75% Convertible Senior Notes due 2023. Specifically, $427.9 million in principal amount of these notes were repurchased in privately negotiated transactions using the proceeds from the offering. Furthermore, Carnival expects to close on an additional 8.2 million shares on November 20, 2020, with the intention of using those proceeds to repurchase another $71.5 million of the Convertible Notes. Following these transactions, approximately $627.5 million of the Convertible Notes will remain outstanding. This strategic move aims to deleverage the company's balance sheet by reducing convertible debt.

Key Highlights

  • 1Closed a registered direct offering of 49.2 million shares of common stock at $18.05 per share on November 19, 2020.
  • 2Used proceeds from the offering to repurchase $427.9 million in principal amount of 5.75% Convertible Senior Notes due 2023.
  • 3Anticipates closing on an additional 8.2 million shares on November 20, 2020.
  • 4Intends to use proceeds from the additional share sale to repurchase $71.5 million of Convertible Notes.
  • 5Following these repurchases, $627.5 million of the Convertible Notes will remain outstanding.
  • 6The transactions were conducted under effective registration statements on Form S-3.
  • 7The filing includes a cautionary note about forward-looking statements, highlighting significant risks from the COVID-19 pandemic.

Frequently Asked Questions

The primary purpose was to reduce Carnival's outstanding convertible debt by repurchasing a significant portion of its 5.75% Convertible Senior Notes due 2023. This is a strategy to strengthen the company's balance sheet and manage its debt obligations.

Carnival repurchased $427.9 million in principal amount of its Convertible Notes on November 19, 2020, and planned to repurchase an additional $71.5 million on November 20, 2020, totaling $499.4 million in repurchases.

After the planned repurchases, approximately $627.5 million in principal amount of the 5.75% Convertible Senior Notes due 2023 will remain outstanding.

The filing emphasizes the significant and ongoing impact of the COVID-19 pandemic on Carnival's financial condition, operations, and ability to obtain financing. Other risks include global events affecting travel demand, ship-related incidents, regulatory changes, data security breaches, labor challenges, fuel price fluctuations, currency exchange rates, industry overcapacity, and shipbuilding program execution.