8-KRegulation FDExhibits & Filings

CITIZENS FINANCIAL GROUP INC/RI 8-K Report, Regulation FD Disclosure (Sep 16, 2015)

Filed September 16, 2015For Securities:CFGCFG-PHCFG-PECFG-PI

Summary

Citizens Financial Group, Inc. (CFG) filed an 8-K on September 16, 2015, to announce that its Chairman and CEO, Bruce Van Saun, was scheduled to present at the Barclays Global Financial Services Conference. The filing primarily serves as a notification of this event and provides information on how investors can access the live webcast and presentation slides. The attached Exhibit 99.1 is the presentation itself, which investors can use to gain insights into the company's strategies, performance, and outlook as discussed by its leadership at the conference. This filing is important for investors as it offers direct access to management's commentary and the materials used during a significant industry event. While the 8-K itself is a procedural disclosure, the accompanying presentation is the key piece of information for understanding CFG's current business narrative and strategic direction as communicated to the financial community. Investors should review the presentation for any new developments, financial performance updates, or strategic initiatives discussed by the CEO.

Key Highlights

  • 1Citizens Financial Group, Inc. (CFG) CEO Bruce Van Saun presented at the Barclays Global Financial Services Conference on September 16, 2015.
  • 2The presentation offered insights into the company's strategies, performance, and outlook.
  • 3A live webcast and presentation slides were made available for investor access.
  • 4The webcast replay was accessible for 30 days following the event.
  • 5Exhibit 99.1, the presentation dated September 16, 2015, is attached to the 8-K filing.
  • 6The filing's purpose is primarily for Regulation FD disclosure related to the conference presentation.
  • 7Information furnished under Item 7.01 is not deemed 'filed' for purposes of Section 18 of the Exchange Act.

Frequently Asked Questions

The primary purpose of this 8-K filing is to comply with Regulation FD by notifying investors about the upcoming presentation by CFG's CEO at the Barclays Global Financial Services Conference and to provide access to the presentation materials and webcast.

The presentation slides and a live webcast were available on the company's investor relations website under 'Events'. A replay of the webcast was also made available for 30 days. The presentation itself is attached as Exhibit 99.1 to this 8-K filing.

This specific 8-K filing is procedural, announcing a CEO presentation and providing access to presentation materials. It does not contain new financial statements or report on material events in the way a typical 8-K might. The key financial and strategic information would be within the accompanying presentation (Exhibit 99.1).

No, the information furnished under Item 7.01 of this 8-K, including the presentation, is not deemed 'filed' for purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities under that section. It is considered furnished for disclosure purposes.