8-KRegulation FDExhibits & Filings

CITIZENS FINANCIAL GROUP INC/RI 8-K Report, Regulation FD Disclosure (Dec 9, 2015)

Filed December 9, 2015For Securities:CFGCFG-PHCFG-PECFG-PI

Summary

This 8-K filing from Citizens Financial Group, Inc. (CFG) on December 9, 2015, announced that its Chairman and CEO, Bruce Van Saun, would be presenting at the Goldman Sachs U.S. Financial Services Conference. The purpose of this presentation was to provide an update on the company's strategic initiatives and financial performance. Investors interested in CFG should note that the presentation slides and a live webcast were made available, with a replay accessible for 30 days. This filing primarily serves as a disclosure mechanism for the presentation, ensuring transparency regarding the information being shared with the investment community at a significant industry conference. The accompanying exhibit, Exhibit 99.1, contains the actual presentation materials discussed.

Key Highlights

  • 1Citizens Financial Group, Inc. (CFG) Chairman and CEO Bruce Van Saun presented at the Goldman Sachs U.S. Financial Services Conference on December 9, 2015.
  • 2The presentation provided an update on the company's strategic direction and financial performance.
  • 3A live webcast and presentation slides were made available to the public.
  • 4A replay of the webcast was accessible for 30 days following the event.
  • 5Exhibit 99.1 contains the presentation materials discussed during the conference.
  • 6The filing is made under Regulation FD disclosure, ensuring broad dissemination of information.
  • 7Information furnished under Item 7.01 is not considered 'filed' for purposes of Section 18 of the Exchange Act.

Frequently Asked Questions

The main purpose of this 8-K filing was to announce that Citizens Financial Group's Chairman and CEO, Bruce Van Saun, would be presenting at the Goldman Sachs U.S. Financial Services Conference and to provide access to the presentation materials and webcast for investors.

The presentation slides and a live webcast were available on the company's investor relations website. A replay of the webcast was also accessible for 30 days. The presentation itself is attached as Exhibit 99.1 to this 8-K filing.

This filing itself does not contain new financial results or specific guidance. It primarily serves as a notification of a presentation being given at a conference, where such information might have been discussed. Investors should refer to the attached Exhibit 99.1 for the content of the presentation.

No, the information furnished under Item 7.01 of this 8-K filing, including Exhibit 99.1, is not deemed 'filed' for the purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities under that Section. It is provided for informational purposes and broad dissemination.