Summary
Citizens Financial Group, Inc. (CFG) filed an 8-K on September 12, 2018, primarily to disclose that its CEO, Bruce Van Saun, would be presenting at the Barclays Global Financial Services Conference on the same day. The presentation, along with a live webcast, was made available through the company's investor relations website. This filing is significant as it provides investors with direct access to management's current commentary and strategic insights, even though the presentation itself is furnished and not formally filed under certain SEC provisions.
Key Highlights
- 1CEO Bruce Van Saun presented at the Barclays Global Financial Services Conference on September 12, 2018.
- 2A live webcast and presentation slides were available to investors.
- 3The presentation content is attached as Exhibit 99.1 to the 8-K filing.
- 4Information furnished under Item 7.01 is generally not considered 'filed' for certain SEC liability purposes.
- 5This event offers investors an opportunity to hear directly from leadership regarding the company's performance and outlook.
- 6A replay of the webcast was available for 30 days following the presentation.
Frequently Asked Questions
The main purpose of this 8-K filing is to inform investors that Citizens Financial Group's CEO, Bruce Van Saun, was presenting at the Barclays Global Financial Services Conference and to provide access to the presentation materials and webcast.
The presentation is attached as Exhibit 99.1 to this 8-K filing. Additionally, it was made available, along with a live webcast, through the 'Events & Presentations' section of the Citizens Financial Group investor relations website.
The filing states that the information furnished under Item 7.01, including Exhibit 99.1, shall not be deemed 'filed' for purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities under that Section. It also clarifies it won't be incorporated by reference into other SEC filings.
Yes, a replay of the webcast was made available for 30 days following the live presentation for investors who were unable to attend or watch it in real-time.