8-KRegulation FDExhibits & Filings

CITIZENS FINANCIAL GROUP INC/RI 8-K Report, Regulation FD Disclosure (May 14, 2019)

Filed May 14, 2019For Securities:CFGCFG-PHCFG-PECFG-PI

Summary

Citizens Financial Group, Inc. (CFG) filed an 8-K on May 14, 2019, primarily to announce an upcoming presentation by its Chairman and CEO, Bruce Van Saun, at the Barclays Americas Select Franchise Conference. This presentation, scheduled for May 14, 2019, provides investors with an opportunity to hear directly from management regarding the company's strategy and outlook. The webcast and presentation slides were made available, with a replay accessible for 30 days, allowing for broader investor engagement.

Key Highlights

  • 1CFG announced an upcoming presentation by its CEO at the Barclays Americas Select Franchise Conference on May 14, 2019.
  • 2The presentation offers insights into the company's performance and strategic direction.
  • 3A live webcast and presentation slides were made available to investors.
  • 4A replay of the webcast was accessible for 30 days following the event.
  • 5The filing includes Exhibit 99.1, which is the presentation dated May 14, 2019.
  • 6Information furnished under Item 7.01 is not considered 'filed' for certain regulatory purposes and is not incorporated into other SEC filings.

Frequently Asked Questions

The primary purpose of this 8-K filing is to inform investors about an upcoming presentation by Citizens Financial Group's CEO at a significant industry conference (Barclays Americas Select Franchise Conference) and to provide access to the related webcast and presentation materials.

The presentation, dated May 14, 2019, is attached as Exhibit 99.1 to this 8-K filing. A live webcast and presentation slides were also made available on the company's website under 'Events & Presentations'.

No, the information furnished under Item 7.01, including the presentation materials, is explicitly stated as not being 'filed' for the purposes of Section 18 of the Exchange Act and therefore does not subject the company to liabilities under that section. It is also not automatically incorporated into other SEC filings unless specifically stated.

The filing states that CFG's common stock is registered under the trading symbol CFG on the New York Stock Exchange. Additionally, Depositary Shares representing interests in its 6.350% Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D (trading symbol CFG PrD) are also registered on the New York Stock Exchange.