8-KRegulation FDExhibits & Filings

CITIZENS FINANCIAL GROUP INC/RI 8-K Report, Regulation FD Disclosure (Jun 11, 2019)

Filed June 11, 2019For Securities:CFGCFG-PHCFG-PECFG-PI

Summary

Citizens Financial Group, Inc. (CFG) filed an 8-K on June 11, 2019, primarily to announce the participation of its Vice Chairman and Head of Commercial Banking, Don McCree, in the Morgan Stanley Financials Conference. This filing serves as a disclosure vehicle for investors interested in the company's strategic direction and financial outlook as presented at this significant industry event. The presentation, made available via live webcast and subsequently as a replay, provides insights into the company's commercial banking segment and its overall performance. Investors should note that the information furnished in this 8-K, including the presentation, is for informational purposes and not considered "filed" for regulatory liability purposes under Section 18 of the Exchange Act, nor incorporated into other SEC filings.

Key Highlights

  • 1Citizens Financial Group (CFG) announced Vice Chairman and Head of Commercial Banking, Don McCree, presented at the Morgan Stanley Financials Conference on June 11, 2019.
  • 2The presentation provided an update on the company's commercial banking operations and strategic initiatives.
  • 3A live webcast of the presentation was made available, with a replay accessible for 30 days.
  • 4Presentation slides were also made available to the public.
  • 5The filing serves as a Regulation FD disclosure, ensuring broad public access to the information.
  • 6Information furnished under Item 7.01 is not considered "filed" for the purposes of Section 18 of the Exchange Act.

Frequently Asked Questions

The main purpose of this 8-K filing was to publicly disclose that Citizens Financial Group's Vice Chairman and Head of Commercial Banking presented at the Morgan Stanley Financials Conference, making the presentation materials accessible to all investors.

The presentation was available via a live webcast on the company's investor relations website, and a replay was accessible for 30 days. The presentation slides are attached as Exhibit 99.1 to this 8-K filing.

No, this 8-K filing does not contain new financial statements or report on material changes to the company's financial condition. It is solely a Regulation FD disclosure regarding a presentation at a financial conference. The information is not deemed "filed" for regulatory liability purposes.

When information is furnished under Item 7.01 and stated as not "filed" under Section 18, it means the company is making the information public to comply with Regulation FD but is not subjecting itself to the same liability for misstatements or omissions as if it were officially 'filed' with the SEC.