8-KRegulation FDExhibits & Filings

CITIZENS FINANCIAL GROUP INC/RI 8-K Report, Regulation FD Disclosure (Feb 13, 2020)

Filed February 13, 2020For Securities:CFGCFG-PHCFG-PECFG-PI

Summary

Citizens Financial Group, Inc. (CFG) filed an 8-K on February 13, 2020, primarily to disclose information presented at the 2020 KBW Winter Financial Services Symposium. Michael Ruttledge, Chief Information Officer and Head of Technology Services, was the presenter. While the filing does not contain new financial results or material operational changes, it provides access to the presentation slides and a live webcast, which are valuable for investors seeking insights into the company's technology strategy and future outlook. Investors interested in the company's technological direction, infrastructure, and innovation initiatives should review the attached presentation (Exhibit 99.1) and the webcast. This information, though not deemed "filed" under Section 18 of the Exchange Act, offers a forward-looking perspective from a key executive. The availability of a 30-day replay ensures that investors can access this information at their convenience.

Key Highlights

  • 1Citizens Financial Group (CFG) announced an upcoming presentation at the 2020 KBW Winter Financial Services Symposium.
  • 2Michael Ruttledge, CIO and Head of Technology Services, was scheduled to present on February 13, 2020.
  • 3The filing provides a link to a live webcast and presentation slides for investor access.
  • 4A replay of the webcast will be available for 30 days following the event.
  • 5Exhibit 99.1 contains the official presentation dated February 13, 2020.
  • 6Information furnished under Item 7.01 is not considered 'filed' for certain regulatory purposes.
  • 7The filing serves as a disclosure mechanism for market participants to access executive insights on technology.

Frequently Asked Questions

The primary purpose of this 8-K filing is to inform investors about a presentation made by Citizens Financial Group's CIO at the 2020 KBW Winter Financial Services Symposium and to provide access to the presentation materials and webcast.

No, this 8-K filing does not contain any new financial results. It is focused on the presentation given by the Chief Information Officer and Head of Technology Services.

The presentation slides are attached as Exhibit 99.1 to this 8-K filing, and a live webcast was also made available, with a replay accessible for 30 days, via the company's investor relations website under 'Events & Presentations'.

The information furnished under Item 7.01 of this filing, including Exhibit 99.1, is not deemed 'filed' for the purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities under that Section. It is considered furnished, not filed.