8-KRegulation FDExhibits & Filings

CITIZENS FINANCIAL GROUP INC/RI 8-K Report, Regulation FD Disclosure (May 12, 2020)

Filed May 12, 2020For Securities:CFGCFG-PHCFG-PECFG-PI

Summary

Citizens Financial Group, Inc. (CFG) filed an 8-K on May 12, 2020, primarily to announce that its Chairman and CEO, Bruce Van Saun, would be presenting at the Barclays Americas Select Franchise Conference held virtually on the same day. The filing informs investors of the availability of a live webcast and presentation slides, which would also be accessible for replay for 30 days. This event likely provided investors with an update on the company's strategic initiatives, financial performance, and outlook in the context of the prevailing economic environment. While this 8-K is mainly informational concerning the presentation, it signifies the company's ongoing engagement with the investment community. Investors interested in CFG's perspective on its business and market conditions at that specific time should refer to the presentation slides (Exhibit 99.1) for detailed insights, as these materials typically contain key performance indicators, strategic priorities, and management's commentary.

Key Highlights

  • 1Citizens Financial Group (CFG) CEO Bruce Van Saun presented at the Barclays Americas Select Franchise Conference on May 12, 2020.
  • 2A live webcast and presentation slides were made available to investors.
  • 3A replay of the webcast was accessible for 30 days following the event.
  • 4The presentation materials are attached as Exhibit 99.1 to the 8-K filing.
  • 5The information furnished under Item 7.01 is not considered 'filed' for regulatory purposes.
  • 6This filing serves as a notification of management's engagement with investors and dissemination of company information.

Frequently Asked Questions

The primary purpose of this 8-K filing was to inform investors that the company's Chairman and CEO, Bruce Van Saun, was scheduled to present at the Barclays Americas Select Franchise Conference on May 12, 2020, and to provide details on how to access the presentation and webcast.

The presentation slides are attached as Exhibit 99.1 to this 8-K filing. Investors can also refer to the company's investor relations website for potential archived webcasts or supplementary materials, although the 8-K specifically directs to Exhibit 99.1 for the slides.

This specific 8-K filing does not contain new financial statements or material business updates. It is primarily a notification of a planned investor presentation and provides access to those materials. Any detailed financial information or strategic updates would be found within the attached presentation slides (Exhibit 99.1) or in separate filings.

When information is furnished under Item 7.01 and stated as not deemed 'filed,' it means that for certain legal and regulatory purposes, such as Section 18 of the Exchange Act, the company is not legally responsible for the information in the same way it would be for information formally filed with the SEC. However, the information may still be considered by investors for their decision-making and could be incorporated by reference in other filings.