8-KOther EventsExhibits & Filings

CITIZENS FINANCIAL GROUP INC/RI 8-K Report, Corporate Update (Sep 30, 2020)

Filed September 30, 2020For Securities:CFGCFG-PHCFG-PECFG-PI

Summary

Citizens Financial Group, Inc. (CFG) has successfully completed its previously announced exchange offers and cash tender offers for its outstanding subordinated notes, as of September 30, 2020. The company exchanged older, higher-interest subordinated notes for new 2.638% Subordinated Notes due 2032 and made cash payments. This initiative aimed to proactively manage its debt profile by reducing interest expense and extending debt maturity. The offers resulted in the repurchase and cancellation of a significant aggregate principal amount of various older subordinated notes, with a substantial portion being exchanged for the new, lower-yielding notes. The company issued $620.56 million in new 2.638% subordinated notes and paid approximately $78.18 million in cash consideration, plus accrued interest, for the exchanged notes. Additionally, CFG purchased some notes for cash, totaling approximately $1.24 million and $12.11 million for specific older note series, along with accrued interest. This debt restructuring is a strategic move to optimize the company's capital structure and reduce its cost of borrowing, which could positively impact future earnings and financial flexibility.

Key Highlights

  • 1Completion of subordinated debt exchange and tender offers on September 30, 2020.
  • 2Issued $620.56 million in new 2.638% Subordinated Notes due 2032.
  • 3Paid approximately $78.18 million in additional cash consideration for exchanged notes.
  • 4Significant aggregate principal amounts of various older subordinated notes were tendered and cancelled.
  • 5Completed cash tender offers for certain older subordinated notes at a total consideration of approximately $1.24 million and $12.11 million.
  • 6New notes issued under a new Eleventh Supplemental Indenture and governed by a Registration Rights Agreement.
  • 7The offers represent a proactive debt management strategy to lower interest costs and extend maturity.

Frequently Asked Questions

The primary purpose was to proactively manage Citizens Financial Group's debt profile by exchanging older, higher-interest subordinated notes for new, lower-interest notes due in 2032. This aims to reduce overall interest expense and extend the maturity of the company's debt.

Citizens Financial Group issued $620,555,000 in aggregate principal amount of its new 2.638% Subordinated Notes due 2032.

The company paid approximately $78.18 million in additional cash consideration plus accrued interest for the notes exchanged, and approximately $1.24 million and $12.11 million in total consideration plus accrued interest for the notes purchased via cash tender offers.

The new subordinated notes due 2032 carry a fixed interest rate of 2.638%, payable semi-annually.