8-KRegulation FDExhibits & Filings

CITIZENS FINANCIAL GROUP INC/RI 8-K Report, Regulation FD Disclosure (Jun 14, 2022)

Filed June 14, 2022For Securities:CFGCFG-PHCFG-PECFG-PI

Summary

This 8-K filing by Citizens Financial Group, Inc. (CFG) announces the participation of key executives, Vice Chairman and CFO John Woods, and Head of Consumer Banking Brendan Coughlin, at the Morgan Stanley U.S. Financials, Payments & CRE Conference on June 14, 2022. The primary purpose of this disclosure is to provide investors with access to the presentation materials and a live webcast of the event, which are made available through the company's investor relations website under 'Events & Presentations'. This allows stakeholders to gain insights into the company's strategic priorities, financial performance, and outlook directly from senior management. The filing also explicitly states that the information furnished, including the attached presentation (Exhibit 99.1), is not considered 'filed' for regulatory purposes under Section 18 of the Exchange Act, nor will it be incorporated by reference into future filings under the Securities Act of 1933 or the Exchange Act. This is standard practice for Regulation FD disclosures, meaning while the information is public, it doesn't carry the same legal implications as formally filed reports.

Key Highlights

  • 1Citizens Financial Group executives (CFO John Woods, Head of Consumer Banking Brendan Coughlin) participated in the Morgan Stanley U.S. Financials, Payments & CRE Conference.
  • 2The event took place on Tuesday, June 14, 2022.
  • 3Presentation slides and a live webcast were made available to investors.
  • 4Access to these materials was provided through the CFG Investor Relations website.
  • 5Exhibit 99.1 contains the presentation dated June 14, 2022.
  • 6The disclosure is made under Regulation FD.
  • 7Information furnished is not considered 'filed' under Section 18 of the Exchange Act or incorporated into other filings.

Frequently Asked Questions

The main purpose of this 8-K filing was to inform investors that key executives of Citizens Financial Group would be participating in the Morgan Stanley U.S. Financials, Payments & CRE Conference and to provide access to the presentation materials and webcast of their discussion.

Investors can find the presentation slides and a live webcast of the event on the Citizens Financial Group investor relations website, typically under the 'Events & Presentations' section.

The information not being 'filed' under Section 18 of the Exchange Act means that while it is publicly disclosed, the company is not subject to the liabilities associated with that section for the content of this specific disclosure. It also means it's not automatically incorporated into other SEC filings like registration statements.

Citizens Financial Group was represented by John Woods, Vice Chairman and Chief Financial Officer, and Brendan Coughlin, Head of Consumer Banking.