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10-QPeriod: Q3 FY2016

CME GROUP INC. Quarterly Report for Q3 Ended Sep 30, 2016

Filed November 4, 2016For Securities:CME

Summary

CME Group Inc.'s (CME) third quarter 2016 results show resilience with a notable increase in net income of 31% year-over-year, reaching $472.8 million, or $1.39 per diluted share. This strong performance was driven by a 7% increase in total revenues for the nine-month period ended September 30, 2016, compared to the same period in 2015, amounting to $2.68 billion. Despite a slight 1% dip in third-quarter revenues to $841.7 million, the company effectively managed expenses, resulting in a higher operating margin of 62.4% for the quarter and a 21% increase in diluted earnings per share for the nine-month period. Key drivers of revenue growth included a significant 8% increase in clearing and transaction fees for the nine-month period, primarily fueled by an 8% rise in contract volume. While overall contract volume remained stable year-over-year for the quarter, specific product lines like energy and metals showed strong growth. The company also benefited from improved investment income and a lower effective tax rate, which contributed to the substantial net income growth. CME Group continues to demonstrate robust operational execution and financial discipline, providing a positive outlook for its stakeholders.

Financial Statements
Beta
Revenue$841.70M
Operating Expenses$316.40M
Operating Income$525.30M
Net Income$472.80M
EPS (Basic)$1.40
EPS (Diluted)$1.39
Shares Outstanding (Basic)337.59M
Shares Outstanding (Diluted)339.14M

Key Highlights

  • 1Net income for the quarter ended September 30, 2016, increased by 31% to $472.8 million compared to the prior year quarter.
  • 2Diluted earnings per share grew by 31% to $1.39 for the quarter ended September 30, 2016.
  • 3Total revenues for the nine months ended September 30, 2016, increased by 7% to $2.68 billion.
  • 4Clearing and transaction fees, a primary revenue driver, rose by 8% for the nine-month period, supported by an 8% increase in total contract volume.
  • 5Energy and Metal product volumes showed significant year-over-year growth, with WTI crude oil up 25% and Gold up 24% in the quarter.
  • 6The effective tax rate decreased significantly to 13.8% for the third quarter of 2016 from 30.3% in the prior year quarter.
  • 7Operating expenses decreased by 5% in the third quarter of 2016, reflecting effective cost management, though they increased 3% for the nine-month period mainly due to a datacenter sale and leaseback charge.

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