Summary
This 8-K filing from Cummins Inc. (CMI) on August 14, 2002, primarily serves to disclose that the company's Principal Executive Officer, Theodore M. Solso, and Principal Financial Officer, Tom Linebarger, submitted sworn statements to the Securities and Exchange Commission. These statements were made in accordance with Securities and Exchange Commission Order No. 4-460. While the specific content of these sworn statements is not detailed in the 8-K itself, their submission suggests a formal response to a directive or inquiry from the SEC. Investors should note that these types of disclosures, particularly those related to sworn statements, can sometimes indicate ongoing investigations or significant compliance efforts. The filing attaches copies of these statements as exhibits, which would be the primary source for understanding the substance of the officers' submissions.
Key Highlights
- 1Filing discloses submission of sworn statements by CMI's Principal Executive and Financial Officers to the SEC.
- 2Statements were made pursuant to SEC Order No. 4-460.
- 3Theodore M. Solso (Principal Executive Officer) and Tom Linebarger (Principal Financial Officer) are the officers involved.
- 4The filing itself does not detail the content of the sworn statements.
- 5Copies of the sworn statements are provided as exhibits to the 8-K (Exhibits 99.1 and 99.2).
- 6This filing falls under Regulation FD Disclosure.