Early Access

10-QPeriod: Q3 FY2014

CAPITAL ONE FINANCIAL CORP Quarterly Report for Q3 Ended Sep 30, 2014

Filed November 3, 2014For Securities:COFCOF-PLCOF-PICOF-PKCOF-PNCOF-PJ

Summary

Capital One Financial Corporation (COF) reported a slight decrease in net income for the third quarter of 2014 compared to the prior year, totaling $1.1 billion, though net income increased by 5% year-to-date to $3.4 billion. Total net revenue remained relatively flat for the quarter but decreased by 2% for the first nine months. The company highlighted a significant reduction in its net charge-off rate, falling to 1.52% in Q3 2014 from 1.92% in Q3 2013, attributed to economic improvements. The loan portfolio saw a 2% increase year-to-date, driven by commercial and auto lending, while the credit card portfolio experienced a slight decline due to seasonality. Capital One also continued its capital return strategy, repurchasing approximately $1.5 billion of common stock in the first nine months of 2014 under its $2.5 billion repurchase program, and maintained its quarterly dividend of $0.30 per share.

Financial Statements
Beta
Revenue$5.64B
Operating Income$1.13B
Interest Expense$390.00M
Net Income$1.08B
EPS (Basic)$1.89
EPS (Diluted)$1.86
Shares Outstanding (Basic)559.90M
Shares Outstanding (Diluted)567.90M

Key Highlights

  • 1Net income for Q3 2014 was $1.08 billion, a 2% decrease year-over-year, while year-to-date net income increased 5% to $3.43 billion.
  • 2Total net revenue for Q3 2014 was $5.64 billion, a slight 1% decrease year-over-year, and a 2% decrease year-to-date.
  • 3The net charge-off rate significantly improved, decreasing by 40 basis points to 1.52% in Q3 2014 compared to 1.92% in Q3 2013.
  • 4Loans held for investment increased by 2.2% to $201.6 billion at September 30, 2014, driven by commercial and auto loan growth.
  • 5The company repurchased approximately $1.5 billion of common stock during the first nine months of 2014 under its authorized $2.5 billion repurchase program.
  • 6Capital ratios remain strong, with a Common Equity Tier 1 capital ratio of 12.73% under the Basel III Standardized Approach as of September 30, 2014.

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