Early Access

10-QPeriod: Q1 FY2016

CAPITAL ONE FINANCIAL CORP Quarterly Report for Q1 Ended Mar 31, 2016

Filed May 4, 2016For Securities:COFCOF-PLCOF-PICOF-PKCOF-PNCOF-PJ

Summary

Capital One Financial Corporation (COF) reported a decrease in net income to $1.01 billion ($1.84 per diluted share) for the first quarter of 2016, down from $1.15 billion ($2.00 per diluted share) in the same period of the prior year. This decline was primarily driven by a significant increase in the provision for credit losses, particularly in the domestic credit card and commercial loan portfolios, the latter impacted by adverse conditions in the oil and gas sector. Additionally, higher operating and marketing expenses, stemming from loan growth and technology investments, contributed to the earnings reduction. Despite these headwinds, total net revenue saw a 10% increase to $6.22 billion, boosted by higher net interest income from loan growth and a rise in net interchange fees. The company maintained a strong Common Equity Tier 1 capital ratio of 11.1%, aligning with regulatory requirements. Capital One also continued its shareholder return initiatives, repurchasing approximately $2.8 billion of common stock under its 2015 Stock Repurchase Program during the quarter.

Financial Statements
Beta
Revenue$6.22B
Operating Income$1.02B
Interest Expense$461.00M
Net Income$1.01B
EPS (Basic)$1.85
EPS (Diluted)$1.84
Shares Outstanding (Basic)523.50M
Shares Outstanding (Diluted)528.00M

Key Highlights

  • 1Net income decreased by 12% year-over-year to $1.01 billion.
  • 2Total net revenue increased by 10% year-over-year to $6.22 billion, driven by higher net interest income and interchange fees.
  • 3Provision for credit losses increased significantly by 63% year-over-year to $1.53 billion, primarily due to higher charge-offs in credit cards and increased allowance builds in commercial loans (oil and gas portfolio).
  • 4Net charge-off rate increased by 36 basis points to 2.08%, mainly driven by credit card portfolio seasoning and issues in the oil and gas/taxi medallion portfolios.
  • 5Common Equity Tier 1 capital ratio remained strong at 11.1%.
  • 6The company repurchased $2.8 billion of common stock in the quarter under its 2015 Stock Repurchase Program.
  • 7Credit Card segment's net income decreased by 9% due to higher provisions and operating expenses, while Consumer Banking and Commercial Banking segments also saw reduced net income, the latter significantly impacted by provisions related to the oil and gas portfolio.

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