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10-QPeriod: Q1 FY2019

CAPITAL ONE FINANCIAL CORP Quarterly Report for Q1 Ended Mar 31, 2019

Filed May 1, 2019For Securities:COFCOF-PLCOF-PICOF-PKCOF-PNCOF-PJ

Summary

Capital One Financial Corporation (COF) reported solid results for the first quarter of 2019, demonstrating year-over-year growth in net income and total net revenue. Net income increased by 5% to $1.41 billion, and total net revenue grew by 3% to $7.08 billion, driven primarily by a strong performance in non-interest income, particularly net interchange fees, and a modest increase in net interest income. The company also reported improved capital ratios, with Common Equity Tier 1 capital at 11.9%, indicating a robust capital position. The company highlighted its strategic initiatives, including the upcoming acquisition of Walmart's credit card portfolio, expected to close in the latter half of 2019. Despite an increase in marketing expenses and a slight rise in the net charge-off rate, Capital One maintained strong operational efficiency and a healthy allowance for loan and lease losses, which increased to $7.3 billion. The outlook for the year anticipates continued pressure on net interest margin due to rising deposit costs, but the company remains focused on strategic growth and efficiency improvements.

Financial Statements
Beta
Revenue$7.08B
Operating Income$1.41B
Interest Expense$1.30B
Net Income$1.41B
EPS (Basic)$2.87
EPS (Diluted)$2.86
Shares Outstanding (Basic)469.40M
Shares Outstanding (Diluted)471.60M

Key Highlights

  • 1Net income increased 5% to $1.41 billion ($2.86 per diluted share) compared to the prior year's quarter.
  • 2Total net revenue grew 3% to $7.08 billion, driven by an 8% increase in non-interest income, primarily from interchange fees.
  • 3Net interest income saw a 1% increase to $5.79 billion, supported by loan growth in credit card, commercial, and auto portfolios.
  • 4The Common Equity Tier 1 capital ratio improved to 11.9% from 11.2% at the end of the prior year, indicating strong capital adequacy.
  • 5Provision for credit losses remained stable at $1.69 billion, with a slight increase in the net charge-off rate to 2.64%, partly due to portfolio sales.
  • 6Non-interest expense rose 3% primarily due to a 25% increase in marketing expenses, related to technology investments and the Walmart partnership.
  • 7Period-end loans held for investment decreased 2% to $240.3 billion, largely due to seasonal paydowns in the credit card portfolio.

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