Early Access

10-QPeriod: Q1 FY2022

CAPITAL ONE FINANCIAL CORP Quarterly Report for Q1 Ended Mar 31, 2022

Filed May 10, 2022For Securities:COFCOF-PLCOF-PICOF-PKCOF-PNCOF-PJ

Summary

Capital One Financial Corporation reported a decrease in net income for the first quarter of 2022 to $2.4 billion, down from $3.3 billion in the prior year's quarter. This decline was primarily attributed to a significantly larger provision for credit losses in Q1 2021, coupled with higher non-interest expenses stemming from increased marketing and technology investments. Despite the decrease in net income, total net revenue saw a robust 15% increase to $8.2 billion, driven by higher net interest income and non-interest income, with credit card purchase volumes up 23% year-over-year. The company's balance sheet remained strong, with total assets at $434.2 billion. Loans held for investment increased by 1% to $280.5 billion, primarily due to growth in auto and commercial loan portfolios. Capital ratios remained well above regulatory requirements, with Common Equity Tier 1 at 12.7%. Capital One also returned capital to shareholders through share repurchases totaling $2.4 billion in the quarter, with an additional $5 billion authorized for future repurchases.

Financial Statements
Beta
Revenue$8.17B
Operating Income$2.40B
Interest Expense$387.00M
Net Income$2.40B
EPS (Basic)$5.65
EPS (Diluted)$5.62
Shares Outstanding (Basic)410.40M
Shares Outstanding (Diluted)412.20M

Key Highlights

  • 1Net income decreased by 28% to $2.4 billion, or $5.62 per diluted share, compared to $3.3 billion, or $7.03 per diluted share, in Q1 2021.
  • 2Total net revenue increased by 15% to $8.2 billion, driven by a 10% rise in net interest income ($6.4 billion) and a 38% surge in non-interest income ($1.8 billion).
  • 3Provision for credit losses increased significantly from a benefit of $823 million in Q1 2021 to a provision of $677 million in Q1 2022.
  • 4Non-interest expense rose by 22% to $4.6 billion, primarily due to higher marketing ($918 million, up 83%) and compensation/technology investments.
  • 5Credit Card segment net income fell by 29% to $1.5 billion, impacted by higher credit loss provisions and increased operating expenses, despite a 20% rise in segment net revenue.
  • 6Consumer Banking segment net income decreased by 28% to $650 million, also affected by higher credit loss provisions and increased expenses.
  • 7Capital ratios remain strong, with Common Equity Tier 1 capital at 12.7%, well above regulatory minimums.
  • 8Capital One repurchased $2.4 billion of common stock in Q1 2022 and authorized an additional $5 billion repurchase program.

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