Early Access

10-QPeriod: Q3 FY2022

CAPITAL ONE FINANCIAL CORP Quarterly Report for Q3 Ended Sep 30, 2022

Filed November 4, 2022For Securities:COFCOF-PLCOF-PICOF-PKCOF-PNCOF-PJ

Summary

Capital One Financial Corporation (COF) reported a net income of $1.7 billion, or $4.20 per diluted share, for the third quarter of 2022. This represents a significant decrease compared to the $3.1 billion net income reported in the same quarter of the previous year. The decline was primarily attributed to a higher provision for credit losses, driven by loan growth and a net allowance build, contrasting with a net allowance release in the prior year. Additionally, non-interest expenses increased due to higher marketing spend and technology investments. These factors were partially offset by a rise in net interest income, fueled by growth in the credit card loan portfolio, and an increase in non-interest income, largely due to higher net interchange fees driven by increased purchase volumes. For the first nine months of 2022, net income was $6.1 billion, or $14.84 per diluted share, a decrease from $10.0 billion, or $21.44 per diluted share, in the same period of 2021. The company's total net revenue increased by 12% year-over-year for the first nine months, reaching $25.2 billion. Loans held for investment grew by 10% to $303.9 billion as of September 30, 2022, indicating expansion across all segments. However, net charge-off rates and delinquency rates saw an increase, reflecting a gradual credit normalization. The company's capital position remains robust, with a Common Equity Tier 1 capital ratio of 12.2%, exceeding regulatory requirements.

Financial Statements
Beta
Revenue$8.80B
Operating Income$6.13B
Interest Expense$1.20B
Net Income$1.69B
EPS (Basic)$4.21
EPS (Diluted)$4.20
Shares Outstanding (Basic)383.40M
Shares Outstanding (Diluted)384.60M

Key Highlights

  • 1Net income decreased by 45% to $1.7 billion in Q3 2022 compared to Q3 2021, primarily due to increased provision for credit losses and higher non-interest expenses.
  • 2Total net revenue increased by 12% to $8.8 billion in Q3 2022 compared to Q3 2021, driven by higher net interest income and non-interest income.
  • 3Loans held for investment grew by 10% to $303.9 billion as of September 30, 2022, from December 31, 2021, indicating loan portfolio expansion.
  • 4Net charge-off rate increased to 1.24% in Q3 2022 from 0.67% in Q3 2021, reflecting a gradual normalization of credit quality.
  • 5The Common Equity Tier 1 capital ratio stood at 12.2% as of September 30, 2022, demonstrating a strong capital position.
  • 6Capital One repurchased $313 million of common stock in Q3 2022 and $4.7 billion in the first nine months of 2022, as part of its authorized share repurchase programs.
  • 7Average deposits increased slightly by 2% to $317.2 billion, while interest-bearing liabilities saw a significant increase of 56% due to higher borrowings.

Frequently Asked Questions